NCT02947685

Brief Summary

The primary objective of this study is to demonstrate that the combination of palbociclib with anti-HER2 therapy plus endocrine therapy is superior to anti-HER2-based therapy plus endocrine therapy alone in improving the outcomes of subjects with hormone receptor-positive, HER2+ metastatic breast cancer.

Trial Health

82
On Track

Trial Health Score

Automated assessment based on enrollment pace, timeline, and geographic reach

Enrollment
518

participants targeted

Target at P75+ for phase_3

Timeline
3mo left

Started Jun 2017

Longer than P75 for phase_3

Geographic Reach
8 countries

106 active sites

Status
active not recruiting

Health score is calculated from publicly available data and should be used for screening purposes only.

Trial Relationships

Click on a node to explore related trials.

Study Timeline

Key milestones and dates

Study Progress97%
Jun 2017Jul 2026

First Submitted

Initial submission to the registry

October 26, 2016

Completed
2 days until next milestone

First Posted

Study publicly available on registry

October 28, 2016

Completed
8 months until next milestone

Study Start

First participant enrolled

June 21, 2017

Completed
7.3 years until next milestone

Primary Completion

Last participant's last visit for primary outcome

October 15, 2024

Completed
1.3 years until next milestone

Results Posted

Study results publicly available

February 12, 2026

Completed
6 months until next milestone

Study Completion

Last participant's last visit for all outcomes

July 31, 2026

Expected
Last Updated

February 12, 2026

Status Verified

February 1, 2026

Enrollment Period

7.3 years

First QC Date

October 26, 2016

Results QC Date

October 6, 2025

Last Update Submit

February 11, 2026

Conditions

Keywords

breast cancermalignant tumor of the breastHER2+HR+metastatic breast cancer

Outcome Measures

Primary Outcomes (1)

  • Progression-free Survival (PFS) as Assessed by Investigator

    The time from registration to disease progression or death.

    7 years 3 months

Secondary Outcomes (8)

  • Overall Survival (OS)

    7 years 3 months

  • 3 and 5 Year Survival Probabilities

    5 years

  • Objective Response Rate (OR: CR or PR)

    24 months

  • Duration of Response (DOR)

    72 months

  • Clinical Benefit Rate

    24 months

  • +3 more secondary outcomes

Other Outcomes (3)

  • Trough Plasma Concentration of Palbociclib, Trastuzumab and Pertuzumab

    Palbociclib PK assessment: Day 22, Cycle 1, No; Pertuzumab, Trastuzumab PK assessment: Day 1, Cycle 4

  • PIK3CA Genotype Assessed in Circulating cfDNA

    Day 1, Cycle 1, Day 1, Cycle 4, End of Treatment, approx 24 months

  • Tumor Tissue Biomarkers Including Genes, Proteins, and RNA Expression

    Baseline

Study Arms (2)

Arm A

EXPERIMENTAL

Palbociclib 125 mg daily + AntiHER2 Therapy (trastuzumab/pertuzumab) q3wks + Endocrine Therapy (letrozole, anastrozole, exemstane OR fulvestratnt) until confirmed disease progression

Drug: palbociclibDrug: trastuzumabDrug: pertuzumabDrug: letrozoleDrug: AnastrozoleDrug: ExemestaneDrug: Fulvestrant

Arm B

ACTIVE COMPARATOR

AntiHER2 Therapy (trastuzumab/pertuzumab) q3wks + Endocrine Therapy (letrozole, anastrozole, exemstane OR fulvestrant) until confirmed disease progression

Drug: pertuzumabDrug: letrozoleDrug: AnastrozoleDrug: ExemestaneDrug: Fulvestrant

Interventions

o Starting dose: 125 mg capsule taken orally once per day for 21 days followed by 7 days off to complete 28 day cycle. Dose reductions: 100 mg, 75 mg. allowed. Number of Cycles: until progression or unacceptable toxicity develops

Also known as: Ibrance
Arm A

Patients must have received a minimum of 4 and maximum of 8 cycles of induction therapy prior to randomization to Arm A or B, at which point they will continue on antiHER2 therapy and endocrine therapy, with or without palbociclib. Trastuzumab dosing will be determined based on a loading dose of 8mg trastuzumab/kg body weight for Q3WK dosing schedules or a maintenance dose of 6mg/kg trastuzumab/kg dosing weight for Q3WK dosing schedules. Loading dose will be administered on Cycle 1, Day 1.

Also known as: Herceptin
Arm A

Patients must have received a minimum of 4 and maximum of 8 cycles of induction therapy prior to randomization to Arm A or B, at which point they will continue on antiHER2 therapy and endocrine therapy, with or without palbociclib.Pertuzumab will be administered at a loading dose of 840 mg infusion and then at a maintenance dose of 420 mg q3wks. If patient is within 5 weeks of receiving loading dose at Cycle 1, Day 1, patient may start with maintenance dose of 420 mg.

Also known as: Perjeta
Arm AArm B

There are several allowed endocrine treatment agents for Arm A and Arm B of this study. Administration is performed on an outpatient, self-administration basis according to local requirements and local standard practice. Endocrine treatment may have started before the patient enters the study. Agents will be administered at the discretion of principal investigator as well as according to standard institutional or regional practice. Recommended dosing regimen for letrozole oral therapy is 2.5 mg orally, once a day.

Also known as: Femara
Arm AArm B

There are several allowed endocrine treatment agents for Arm A and Arm B of this study. Administration is performed on an outpatient, self-administration basis according to local requirements and local standard practice. Endocrine treatment may have started before the patient enters the study. Agents will be administered at the discretion of principal investigator as well as according to standard institutional or regional practice. Recommended dosing regimen for anastrozole is 1 mg orally, once a day.

Also known as: Arimidex
Arm AArm B

There are several allowed endocrine treatment agents for Arm A and Arm B of this study. Administration is performed on an outpatient, self-administration basis according to local requirements and local standard practice. Endocrine treatment may have started before the patient enters the study. Agents will be administered at the discretion of principal investigator as well as according to standard institutional or regional practice. Recommended dosing regimen for exemestane is 25 mg orally, once a day.

Also known as: Aromasin
Arm AArm B

There are several allowed endocrine treatment agents for Arm A and Arm B of this study. Administration is performed on an outpatient, self-administration basis according to local requirements and local standard practice. Endocrine treatment may have started before the patient enters the study. Agents will be administered at the discretion of principal investigator as well as according to standard institutional or regional practice. Recommended dosing regimen for Fulvestrant is 250 mg injections on Day 1 and Day 15 of Cycle 1, and q4weeks thereafter.

Also known as: Faslodex
Arm AArm B

Eligibility Criteria

Age18 Years+
Sexall
Healthy VolunteersNo
Age GroupsAdult (18-64), Older Adult (65+)

You may qualify if:

  • Signed Preliminary Screening Informed Consent Form obtained prior to any study specific assessments and procedures
  • Age ≥18 years (or per national guidelines)
  • Patients must have histologically confirmed invasive breast cancer that is metastatic or not amenable for resection or radiation therapy with curative intent. Histological documentation of metastatic/recurrent breast cancer is not required if there is unequivocal evidence for recurrence of the breast cancer.
  • Patients must have histologically confirmed HER2+ and hormone receptor positive (ER+ and/or PR+), metastatic breast cancer. ER, PR and HER2 measurements should be performed according to institutional guidelines, in a CLIA-approved setting in the US or certified laboratories for Non-US regions. Cut-off values for positive/negative staining should be in accordance with current ASCO/CAP (American Society of Clinical Oncology/College of American Pathologists) guidelines.
  • Patients must agree to provide a representative formalin-fixed paraffin-embedded (FFPE) tumor tissue block (preferred) from primary breast or metastatic site (archival) OR at least 15 freshly cut unstained slides from such a block, along with a pathology report documenting HER2 positivity and hormone receptor positivity.
  • Patients should be willing to provide a representative tumor specimen obtained from recently biopsied metastatic disease if clinically feasible. This is recommended but optional tissue.
  • Signed Main Informed Consent Form obtained prior to any study specific assessments and procedures
  • Age ≥ 18 years (or per national guidelines)
  • ECOG performance status 0-1
  • Patients must be able and willing to swallow and retain oral medication without a condition that would interfere with enteric absorption.
  • Serum or urine pregnancy test must be negative within 7 days of randomization in women of childbearing potential. Pregnancy testing does not need to be pursued in patients who are judged as postmenopausal before randomization, as determined by local practice, or who have undergone bilateral oophorectomy, total hysterectomy, or bilateral tubal ligation. Women of childbearing potential and male patients randomized into the study must use adequate contraception for the duration of protocol treatment which is 6 months after the last treatment with palbociclib if they are in Arm A and for 7 months after last treatment with trastuzumab if in either Arm A or Arm B Adequate contraception is defined as one highly effective form (i.e. abstinence, (fe)male sterilization OR two effective forms (e.g. non-hormonal IUD and condom / occlusive cap with spermicidal foam / gel / film / cream / suppository).
  • Resolution of all acute toxic effects of prior induction anti-HER2-based chemotherapy regimen to NCI CTCAE version 4.0 Grade ≤1 (except alopecia or other toxicities not considered a safety risk for the patient at investigator's discretion) 12 weeks between last dose of chemotherapy-anti-HER2therapy and randomization are allowed. Endocrine therapy could start before study randomization.
  • Willingness and ability to comply with scheduled visits, treatment plan, laboratory tests, and other study procedures
  • Prior Treatment Specifics
  • Patients may or may not have received neo/adjuvant therapy, but must have a disease-free interval from completion of anti-HER2 therapy to metastatic diagnosis ≥6 months.
  • +15 more criteria

You may not qualify if:

  • Concurrent therapy with other Investigational Products.
  • Prior therapy with any CDK 4/6 inhibitor.
  • History of allergic reactions attributed to compounds of chemical or biologic composition similar to palbociclib.
  • Patients receiving any medications or substances that are strong inhibitors or inducers of CYP3A isoenzymes within 7 days of randomization (see Section 8.6.3 for list of strong inhibitors or inducers of CYP3A isoenzymes).
  • Uncontrolled current illness including, but not limited to, ongoing or active infection, symptomatic congestive heart failure, unstable angina pectoris, cardiac arrhythmia, diabetes, or psychiatric illness/social situations that would limit compliance with study requirements. Ability to comply with study requirements is to be assessed by each investigator at the time of screening for study participation.
  • Pregnant women, or women of childbearing potential without a negative pregnancy test (serum or urine) within 7 days prior to randomization, irrespective of the method of contraception used, are excluded from this study because the effect of palbociclib on a developing fetus is unknown. Breastfeeding must be discontinued prior to study entry.
  • Patients on combination antiretroviral therapy, i.e. those who are HIV-positive, are ineligible because of the potential for pharmacokinetic interactions or increased immunosuppression with palbociclib.
  • QTc interval \>480 msec, Brugada syndrome or known history of QTc prolongation or Torsade de Pointes.
  • Patients with clinically significant history of liver disease, including viral or other known hepatitis, current alcohol abuse, or cirrhosis

Contact the study team to confirm eligibility.

Sponsors & Collaborators

Study Sites (106)

UCSF

San Francisco, California, 94115, United States

Location

Georgetown University Medical Center

Washington D.C., District of Columbia, 20007, United States

Location

Baycare Healthcare (Morton Plant Mease)

Clearwater, Florida, 33756, United States

Location

Memorial Healthcare System

Hollywood, Florida, 33021, United States

Location

University of Miami

Miami, Florida, 33136, United States

Location

Florida Hospital

Orlando, Florida, 32804, United States

Location

Emory University

Atlanta, Georgia, 30322, United States

Location

University of Illinois at Chicago

Chicago, Illinois, 60612, United States

Location

Ingalls Memorial Hospital

Harvey, Illinois, 60426, United States

Location

Cancer Center of Kansas

Wichita, Kansas, 67214, United States

Location

Ochsner Medical Center Jefferson

New Orleans, Louisiana, 70121, United States

Location

New England Cancer Specialists

Scarborough, Maine, 04074, United States

Location

University of Maryland - Greenebaum Comprehensive Cancer Center

Baltimore, Maryland, 21201, United States

Location

Johns Hopkins University/Sidney Kimmel Cancer Center

Baltimore, Maryland, 21287, United States

Location

Dana-Farber Cancer Institute

Boston, Massachusetts, 02215, United States

Location

Lowell General Hospital

Lowell, Massachusetts, 01854, United States

Location

Michigan Cancer Research Consortium (St. Joseph Mercy Hospital

Ann Arbor, Michigan, 48106, United States

Location

West Michigan Cancer Center

Grand Rapids, Michigan, 49503, United States

Location

Metro-Minnesota NCI Community Oncology Research Program

Minneapolis, Minnesota, 55416, United States

Location

Mayo Clinic, Rochester, MN

Rochester, Minnesota, 55905, United States

Location

Washington University School of Medicine

St Louis, Missouri, 63110, United States

Location

Nebraska Methodist Hospital

Omaha, Nebraska, 68114, United States

Location

University of Nebraska Medical Center

Omaha, Nebraska, 68198, United States

Location

Hackensack Medical Center

Hackensack, New Jersey, 07601, United States

Location

The Valley Hospital, Okonite Research Center

Paramus, New Jersey, 07652, United States

Location

New Mexico Cancer Care Alliance

Albuquerque, New Mexico, 87131, United States

Location

Duke Cancer Institute

Durham, North Carolina, 27710, United States

Location

First Health of the Carolinas Cancer Center

Pinehurst, North Carolina, 28374, United States

Location

Ohio State University

Columbus, Ohio, 43210, United States

Location

Legacy Good Samaritan Hospital

Portland, Oregon, 97210, United States

Location

University of Pennsylvania

Philadelphia, Pennsylvania, 19106, United States

Location

Lexington Medical Center

West Columbia, South Carolina, 29169, United States

Location

Vanderbilt University Medical Center

Nashville, Tennessee, 37204, United States

Location

MD Anderson

Houston, Texas, 77030, United States

Location

Huntsman Cancer Institute, University of Utah

Salt Lake City, Utah, 84112, United States

Location

Monash Health

Clayton, Australia

Location

St. Vincent's Hospital, Sydney Kinghorn Cancer Centre

Darlinghurst, Australia

Location

The Canberra Hospital

Garran, Australia

Location

Peter MacCallum Cancer Centre, Royal Melbourne Hospital

Melbourne, Australia

Location

Breast Cancer Research Centre-WA

Nedlands, Australia

Location

Icon Cancer Care

South Brisbane, Australia

Location

Mater Cancer Care Centre

South Brisbane, Australia

Location

Calvary Mater Newcastle Hospital

Waratah, Australia

Location

Westmead Hospital

Westmead, Australia

Location

Institut de Cancérologie de l'Ouest, site Paul Papin

Angers, France

Location

Institut Sainte Catherine

Avignon, France

Location

Institut Bergonié

Bordeaux, France

Location

Centre Francois Baclesse

Caen, France

Location

Centre Hospitalier Cholet

Cholet, France

Location

Centre Jean Perrin

Clermont-Ferrand, France

Location

Centre Georges François Leclerc

Dijon, France

Location

Centre Oscar Lambret

Lille, France

Location

CHU de Limoges

Limoges, France

Location

Centre Léon Bérard

Lyon, France

Location

Institut Paoli Calmettes

Marseille, France

Location

Institut de Cancerologie de Montpellier

Montpellier, France

Location

Centre Azureen de Cancerologie

Mougins, France

Location

Centre Antoine Lacassagne

Nice, France

Location

Institut Curie Site Paris

Paris, France

Location

Tenon Oncologie Médicale - APHP

Paris, France

Location

Centre CARIO-HPCA

Plérin, France

Location

Institut Jean Godinot

Reims, France

Location

Centre Eugene Marquis

Rennes, France

Location

Centre Henri Becquerel

Rouen, France

Location

Institut Curie Site Saint Cloud

Saint-Cloud, France

Location

Institut de Cancérologie Lucien Neuwirth

Saint-Priest-en-Jarez, France

Location

Centre Paul Strauss

Strasbourg, France

Location

Intitut Claudius Regaud

Toulouse, France

Location

Gustave Roussy

Villejuif, France

Location

Marienhospital Bottrop

Bottrop, Germany

Location

St. Elisabeth Krankenhaus

Cologne, Germany

Location

Kliniken Essen-Mitte, Evang. Huyssens-Stiftung/Knappschaft GmbH

Essen, Germany

Location

Agaplesion Markus Krankenhaus

Frankfurt, Germany

Location

Diakovere Henriettenstift Frauenklinik

Hanover, Germany

Location

UKSH, Klinik fĂ¼r Gynäkologie und Geburtshilfe

Kiel, Germany

Location

Praxis Prof. Nitz im Brustzentrum Niederrhein

MĂ¼nster, Germany

Location

Universitätsklinikum MĂ¼nster

MĂ¼nster, Germany

Location

Leopoldina-Krankenhaus Schweinfurt

Schweinfurt, Germany

Location

Policlinico Sant'Orsola-Malpighi

Bologna, Italy

Location

U.O. Oncologia AOU Arcispedale Sant'Anna

Cona, Italy

Location

Istituto Europeo di Oncologia

Milan, Italy

Location

Ospedale San Raffaele

Segrate, Italy

Location

Ospedale Santa Maria della Misericordia

Udine, Italy

Location

Auckland City Hospital Cancer and Blood Research

Auckland, New Zealand

Location

Hospital Champalimaud

Lisbon, Portugal

Location

Hospital Da Luz

Lisbon, Portugal

Location

Hospital Beatriz Angelo

Loures, Portugal

Location

IPO Porto

Porto, Portugal

Location

Hospital ClĂ­nic de Barcelona

Barcelona, Spain

Location

Hospital General de Catalunya

Barcelona, Spain

Location

Hospital Universitari Vall d'Hebron

Barcelona, Spain

Location

ICO L'Hospitalet

Barcelona, Spain

Location

Hospital Universitario 12 de Octubre

Madrid, Spain

Location

Hospital Universitario de Fuenlabrada

Madrid, Spain

Location

Hospital Universitario FundaciĂ³n AlcorcĂ³n

Madrid, Spain

Location

Hospital Universitario FundaciĂ³n JimĂ©nez DĂ­az

Madrid, Spain

Location

Hospital Universitario La Paz

Madrid, Spain

Location

MD Anderson Cancer Center Spain

Madrid, Spain

Location

Hospital Regional Universitario de MĂ¡laga

MĂ¡laga, Spain

Location

Hospital Universitario Virgen de la Arrixaca

Murcia, Spain

Location

Complejo Hospitalario de Navarra

Navarro, Spain

Location

Hospital Universitario de Salamanca

Salamanca, Spain

Location

Complejo Hospitalario Univ. De Santiago

Santiago, Spain

Location

Hospital QuirĂ³n Sagrado CorazĂ³n

Seville, Spain

Location

Hospital Sant Joan de Reus

Tarragona, Spain

Location

Hospital ClĂ­nico Universitario de Valencia

Valencia, Spain

Location

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  • Ramakrishna N, Temin S, Chandarlapaty S, Crews JR, Davidson NE, Esteva FJ, Giordano SH, Gonzalez-Angulo AM, Kirshner JJ, Krop I, Levinson J, Modi S, Patt DA, Perez EA, Perlmutter J, Winer EP, Lin NU. Recommendations on disease management for patients with advanced human epidermal growth factor receptor 2-positive breast cancer and brain metastases: American Society of Clinical Oncology clinical practice guideline. J Clin Oncol. 2014 Jul 1;32(19):2100-8. doi: 10.1200/JCO.2013.54.0955. Epub 2014 May 5.

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    PMID: 25234545BACKGROUND
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  • Finn RS, Crown JP, Lang I, Boer K, Bondarenko IM, Kulyk SO, Ettl J, Patel R, Pinter T, Schmidt M, Shparyk Y, Thummala AR, Voytko NL, Fowst C, Huang X, Kim ST, Randolph S, Slamon DJ. The cyclin-dependent kinase 4/6 inhibitor palbociclib in combination with letrozole versus letrozole alone as first-line treatment of oestrogen receptor-positive, HER2-negative, advanced breast cancer (PALOMA-1/TRIO-18): a randomised phase 2 study. Lancet Oncol. 2015 Jan;16(1):25-35. doi: 10.1016/S1470-2045(14)71159-3. Epub 2014 Dec 16.

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    RESULT
  • Paridaens R, Dirix L, Lohrisch C, Beex L, Nooij M, Cameron D, Biganzoli L, Cufer T, Duchateau L, Hamilton A, Lobelle JP, Piccart M; European Organization for the Research and Treatment of Cancer (EORTC)- Investigational Drug Branch for Breast Cancer (IDBBC). Mature results of a randomized phase II multicenter study of exemestane versus tamoxifen as first-line hormone therapy for postmenopausal women with metastatic breast cancer. Ann Oncol. 2003 Sep;14(9):1391-8. doi: 10.1093/annonc/mdg362.

  • Pfizer, Inc. Palbociclib (PD-0332991): Investigator's Brochure. N.p.: Pfizer, 2015. Print.

    RESULT
  • Metzger O, Mandrekar S, Goel S, Gligorov J, Lim E, Ciruelos E, Loibl S, Dockter T, Gonzalez Farre X, Francis PA, Lynce F, Lanzillotti J, DuFrane C, Wall A, Strand C, Krop I, Vaz-Luis I, Tripathy D, Loi S, Prat A, Goetz M, Escriva-de-Romani S, Porter D, Spoenlein J, Stover DG, Sardesai S, Heudel P, Koehler M, Huang Bartlett C, Holynskyj A, Gopalakrishna P, Gauthier E, Delaloge S, Miller K, Winer EP, Gianni L, Partridge AH, DeMichele A, Carey LA. Palbociclib for Hormone-Receptor-Positive, HER2-Positive Advanced Breast Cancer. N Engl J Med. 2026 Jan 29;394(5):451-462. doi: 10.1056/NEJMoa2511218.

  • Peddi PF, Slamon DJ. Frontiers in HER2-positive breast cancer in 2020. Curr Opin Obstet Gynecol. 2021 Feb 1;33(1):48-52. doi: 10.1097/GCO.0000000000000677.

MeSH Terms

Conditions

Breast Neoplasms

Interventions

palbociclibTrastuzumabpertuzumabLetrozoleAnastrozoleexemestaneFulvestrant

Condition Hierarchy (Ancestors)

Neoplasms by SiteNeoplasmsBreast DiseasesSkin DiseasesSkin and Connective Tissue Diseases

Intervention Hierarchy (Ancestors)

Antibodies, Monoclonal, HumanizedAntibodies, MonoclonalAntibodiesImmunoglobulinsImmunoproteinsBlood ProteinsProteinsAmino Acids, Peptides, and ProteinsSerum GlobulinsGlobulinsNitrilesOrganic ChemicalsTriazolesAzolesHeterocyclic Compounds, 1-RingHeterocyclic CompoundsEstradiolEstrenesEstranesSteroidsFused-Ring CompoundsPolycyclic CompoundsEstradiol CongenersGonadal Steroid HormonesGonadal HormonesHormonesHormones, Hormone Substitutes, and Hormone Antagonists

Results Point of Contact

Title
Matthew Goetz
Organization
Mayo Clinic

Publication Agreements

PI is Sponsor Employee
Yes

Study Design

Study Type
interventional
Phase
phase 3
Allocation
RANDOMIZED
Masking
NONE
Purpose
TREATMENT
Intervention Model
PARALLEL
Sponsor Type
OTHER
Responsible Party
SPONSOR

Study Record Dates

First Submitted

October 26, 2016

First Posted

October 28, 2016

Study Start

June 21, 2017

Primary Completion

October 15, 2024

Study Completion (Estimated)

July 31, 2026

Last Updated

February 12, 2026

Results First Posted

February 12, 2026

Record last verified: 2026-02

Data Sharing

IPD Sharing
Will not share

Locations