NCT04150640

Brief Summary

This is an open label, phase II, multi-site trial evaluating the efficacy and safety of the combination of 5-FU, oxaliplatin, nal-IRI, and immunotherapy (plus trastuzumab for HER2-positive tumors) as first-line therapy for participants with advanced Esophageal and Gastric Adenocarcinoma (EGA). The investigators hypothesize that this drug combination will be better tolerated than current first-line chemotherapy combinations for this disease.

Trial Health

77
On Track

Trial Health Score

Automated assessment based on enrollment pace, timeline, and geographic reach

Enrollment
52

participants targeted

Target at P25-P50 for phase_2

Timeline
18mo left

Started Jul 2020

Longer than P75 for phase_2

Geographic Reach
1 country

1 active site

Status
recruiting

Health score is calculated from publicly available data and should be used for screening purposes only.

Trial Relationships

Click on a node to explore related trials.

Study Timeline

Key milestones and dates

Study Progress80%
Jul 2020Dec 2027

First Submitted

Initial submission to the registry

October 31, 2019

Completed
5 days until next milestone

First Posted

Study publicly available on registry

November 5, 2019

Completed
8 months until next milestone

Study Start

First participant enrolled

July 13, 2020

Completed
6.4 years until next milestone

Primary Completion

Last participant's last visit for primary outcome

December 1, 2026

Expected
1 year until next milestone

Study Completion

Last participant's last visit for all outcomes

December 1, 2027

Last Updated

February 24, 2026

Status Verified

July 1, 2025

Enrollment Period

6.4 years

First QC Date

October 31, 2019

Last Update Submit

February 23, 2026

Conditions

Outcome Measures

Primary Outcomes (3)

  • Cohort 1: Objective Response Rate (ORR)

    ORR will be calculated by combining the number of participants who achieve complete response and partial response per RECIST 1.1 criteria, from the start of treatment until disease progression/recurrence (taking as reference for progressive disease the smallest measurements recorded since the start of treatment). An ORR of 40% or less for proposed combination of 5-Fluorouracil, Oxaliplatin and nal-IRI during 1st line treatment of advanced esophageal and gastric adenocarcinoma in HER2-negative subjects will be considered as unacceptably low. The number and frequencies of objectives responses will be summarized in tabular format. The ORR will be reported along with the corresponding one-sided 90% confidence intervals.

    up to 1 year

  • Cohort 3: Objective Response Rate (ORR)

    ORR will be calculated by combining the number of participants who achieve complete response and partial response per RECIST 1.1 criteria, from the start of treatment until disease progression/recurrence (taking as reference for progressive disease the smallest measurements recorded since the start of treatment). An ORR of 45% or less for proposed combination of 5-Fluorouracil, Oxaliplatin, nal-IRI and Nivolumab during 1st line treatment of advanced esophageal and gastric adenocarcinoma in HER2-negative subjects will be considered as unacceptably low. The number and frequencies of objectives responses will be summarized in tabular format. The ORR will be reported along with the corresponding one-sided 90% confidence intervals.

    up to 1 year

  • Cohorts 2 and 4: Incidence of Adverse Events

    The primary objective of cohorts 2 and 4 (HER2-positive EGA) is to evaluate safety and tolerability of the studied drug combination. Toxicities and adverse events will be summarized by type and severity in tabular format.

    up to 1 year

Secondary Outcomes (6)

  • Progression Free Survival (PFS)

    up to 2 years

  • Disease Control Rate (DCR)

    up to 1 year

  • Progression Free Survival at 6 months

    up to 6 months

  • Progression Free Survival at 12 months

    up to 1 year

  • Cohorts 1 and 3: Incidence of Adverse Events

    up to 1 year

  • +1 more secondary outcomes

Study Arms (4)

Cohort 1: HER2 Negative

EXPERIMENTAL

Participants in Cohort 1 (HER2-negative) will be treated with nal-IRI (50 mg/m\^2 - intravenously over 90 min), 5-FU (2400 mg/m\^2 over 46 hrs), and oxaliplatin (60 mg/m\^2). Each cycle is 28 days. Participants will receive treatments on day 1 and 15 of each cycle.

Drug: Nal-IRIDrug: OxaliplatinDrug: 5-FU

Cohort 2: HER2 Positive

EXPERIMENTAL

Participants in Cohort 2 (HER2-positive) will be treated with nal-IRI (50 mg/m\^2 - intravenously over 90 min), trastuzumab (6 mg/kg C1D1, then 4 mg/kg on each subsequent treatment days), 5-FU (2400 mg/m\^2 over 46 hrs), and oxaliplatin (60 mg/m\^2). Each cycle is 28 days. Participants will receive treatments on day 1 and 15 of each cycle.

Drug: Nal-IRIDrug: OxaliplatinDrug: 5-FUDrug: Trastuzumab

Cohort 3: HER2 Negative

EXPERIMENTAL

Participants in Cohort 3 (HER2-negative) will be treated with nal-IRI (50 mg/m\^2 - intravenously over 90 min), 5-FU (2400 mg/m\^2 over 46 hrs), oxaliplatin (60 mg/m\^2), and nivolumab. (240 mg). Each cycle is 28 days. Participants will receive treatments on day 1 and 15 of each cycle

Drug: Nal-IRIDrug: OxaliplatinDrug: 5-FUDrug: Nivolumab

Cohort 4: HER2 Positive

EXPERIMENTAL

Participants in Cohort 4 (HER2-positive) will be treated with nal-IRI (50 mg/m\^2 - intravenously over 90 min), trastuzumab (6 mg/kg C1D1, then 4 mg/kg on each subsequent treatment days), 5-FU (2400 mg/m\^2 over 46 hrs), oxaliplatin (60 mg/m\^2), and pembrolizumab (400 mg). Each cycle is 42 days. Participants will receive chemotherapy and trastuzumab treatments on day 1, 15, and 29 of each cycle. Pembrolizumab will be given on day 1 of each cycle.

Drug: Nal-IRIDrug: OxaliplatinDrug: 5-FUDrug: TrastuzumabDrug: Pembrolizumab

Interventions

chemotherapy drug

Also known as: liposomal irinotecan
Cohort 1: HER2 NegativeCohort 2: HER2 PositiveCohort 3: HER2 NegativeCohort 4: HER2 Positive

chemotherapy drug

Cohort 1: HER2 NegativeCohort 2: HER2 PositiveCohort 3: HER2 NegativeCohort 4: HER2 Positive
5-FUDRUG

chemotherapy drug

Also known as: Fluorouracil
Cohort 1: HER2 NegativeCohort 2: HER2 PositiveCohort 3: HER2 NegativeCohort 4: HER2 Positive

immunotherapy

Cohort 2: HER2 PositiveCohort 4: HER2 Positive

immunotherapy

Cohort 4: HER2 Positive

immunotherapy

Cohort 3: HER2 Negative

Eligibility Criteria

Age18 Years+
Sexall
Healthy VolunteersNo
Age GroupsAdult (18-64), Older Adult (65+)

You may qualify if:

  • Written informed consent and HIPAA authorization for release of personal health information.
  • NOTE: HIPAA authorization may be included in the informed consent or obtained separately.
  • Eastern Cooperative Oncology Group (ECOG) Performance Status of 0-2.
  • Histological or cytological confirmed locally advanced or metastatic EGA. Known HER2 status prior to treatment initiation required. Known PDL1 CPS status prior to treatment initiation.
  • Measurable disease according to RECIST v1.1.
  • No prior lines of systemic therapy for advanced disease.
  • Participants who had received neoadjuvant or adjuvant therapy or definitive chemoradiation will be allowed to participate if recurrence occurred 6 months or longer from the completion of all prior treatments.
  • Demonstrate adequate organ function as defined below; all screening labs to be obtained within 14 days prior to registration
  • Absolute Neutrophil Count (ANC) ≥1,500 /μl without the use of hematopoietic growth factors
  • Hemoglobin (Hgb) ≥8 g/dL (blood transfusions are permitted for participants with hemoglobin levels below 8 g/dL)
  • Platelets ≥100,000 /μl
  • Serum creatinine ≤1.5 X upper limit of normal (ULN) OR Measured or calculated creatinine clearance (GFR can also be used in place of creatinine or CrCl). CrCl calculation using the Cockcroft-Gault formula. ≥50 mL/min for participants with creatinine levels \> 1.5 X institutional ULN
  • Bilirubin within normal range for the institution (biliary drainage is allowed for biliary obstruction)
  • Aspartate aminotransferase (AST) ≤ 2.5 X ULN OR ≤ 5 X ULN for subjects with liver metastases
  • Alanine aminotransferase (ALT) ≤ 2.5 X ULN OR ≤ 5 X ULN for subjects with liver metastases
  • +5 more criteria

You may not qualify if:

  • Known hypersensitivity to 5-FU, oxaliplatin or other platinum agents, or any of the components of nal-IRI and other liposomal products.
  • Known dihydropyrimidine dehydrogenase (DPD) deficiency (testing not required prior to enrollment).
  • Other active malignancy requiring treatment within the last 2 years. Exceptions include subjects with non-melanoma skin cancer, non-invasive/in situ cancer or low-risk prostate cancer requiring hormonal therapy only.
  • Current therapy with other investigational agents or participation in another clinical study (supportive care and nontherapeutic trial participation allowed if not receiving an investigational drug). Participants may participate in prescreening for other therapeutic trials (prescreening of biologic sample for specific mutations, receptors, etc.)
  • Major surgery within 28 days or minor surgery within 14 days of the start of the study treatment, except for tumor biopsy or placement of central infusion device (port placement).
  • Radiotherapy less than 7 days prior to the start of the study treatment
  • Participants who receive nivolumab or pembrolizumab in addition to chemotherapy should not have any contraindications to immune checkpoint inhibitors and should not have received immunotherapy agents for the treatment of EGA prior to study enrollment.
  • Participants must not have active autoimmune disease that has required systemic treatment in the past 2 years. Participants are permitted to receive immunotherapy l if they have vitiligo, type I diabetes mellitus, residual hypothyroidism due to autoimmune condition only requiring hormone replacement, psoriasis not requiring systemic treatment, or conditions not expected to recur in the absence of an external trigger (precipitating event).
  • Participants must not have a condition requiring systemic treatment with either corticosteroids (\>10 mg/day prednisone equivalents) or other immunosuppressive medications within 14 days of study immunotherapy administration. Inhaled or topical steroids and adrenal replacement doses (≤10 mg/day prednisone equivalent) are permitted. Participants with prior immune mediated adverse events related to immunotherapy that resulted in permanent treatment discontinuation with these agents.
  • Psychological, familial, or sociological condition potentially hampering compliance with the study protocol and follow-up schedule.
  • Active infection requiring systemic therapy.
  • Pregnant or breastfeeding.
  • Known active central nervous system (CNS) metastases and/or carcinomatous meningitis. Participants with previously treated brain metastases may participate provided they are stable (without evidence of progression by imaging for at least four weeks prior to the first dose of trial treatment and any neurologic symptoms have returned to baseline), have no evidence of new or enlarging brain metastases, and are not using steroids for at least 7 days prior to trial treatment. This exception does not include carcinomatous meningitis, which is excluded regardless of clinical stability.
  • NYHA Class III or IV congestive heart failure, ventricular arrhythmias or uncontrolled blood pressure.
  • Known history of Human Immunodeficiency Virus (HIV).

Contact the study team to confirm eligibility.

Sponsors & Collaborators

Study Sites (1)

University of Wisconsin Carbone Cancer Center

Madison, Wisconsin, 53792, United States

RECRUITING

Related Links

MeSH Terms

Conditions

Adenocarcinoma Of Esophagus

Interventions

irinotecan sucrosofateOxaliplatinFluorouracilTrastuzumabpembrolizumabNivolumab

Intervention Hierarchy (Ancestors)

Coordination ComplexesOrganic ChemicalsUracilPyrimidinonesPyrimidinesHeterocyclic Compounds, 1-RingHeterocyclic CompoundsAntibodies, Monoclonal, HumanizedAntibodies, MonoclonalAntibodiesImmunoglobulinsImmunoproteinsBlood ProteinsProteinsAmino Acids, Peptides, and ProteinsSerum GlobulinsGlobulins

Study Officials

  • Nataliya Uboha, MD, PhD

    University of Wisconsin, Madison

    PRINCIPAL INVESTIGATOR

Central Study Contacts

Study Design

Study Type
interventional
Phase
phase 2
Allocation
NON RANDOMIZED
Masking
NONE
Purpose
TREATMENT
Intervention Model
SINGLE GROUP
Sponsor Type
OTHER
Responsible Party
SPONSOR

Study Record Dates

First Submitted

October 31, 2019

First Posted

November 5, 2019

Study Start

July 13, 2020

Primary Completion (Estimated)

December 1, 2026

Study Completion (Estimated)

December 1, 2027

Last Updated

February 24, 2026

Record last verified: 2025-07

Data Sharing

IPD Sharing
Will not share

Locations