NCT03113968

Brief Summary

The goal of the study is to conduct a comparative randomized trial of electroconvulsive therapy (ECT) vs. ketamine for patients with treatment resistant depression (TRD) in a real world setting with patient reported outcomes as primary and secondary outcome measures.

Trial Health

87
On Track

Trial Health Score

Automated assessment based on enrollment pace, timeline, and geographic reach

Enrollment
403

participants targeted

Target at P75+ for phase_2

Timeline
Completed

Started Apr 2017

Longer than P75 for phase_2

Geographic Reach
1 country

5 active sites

Status
completed

Health score is calculated from publicly available data and should be used for screening purposes only.

Trial Relationships

Click on a node to explore related trials.

Study Timeline

Key milestones and dates

First Submitted

Initial submission to the registry

February 9, 2017

Completed
2 months until next milestone

Study Start

First participant enrolled

April 7, 2017

Completed
7 days until next milestone

First Posted

Study publicly available on registry

April 14, 2017

Completed
5.5 years until next milestone

Primary Completion

Last participant's last visit for primary outcome

October 28, 2022

Completed
20 days until next milestone

Study Completion

Last participant's last visit for all outcomes

November 17, 2022

Completed
9 months until next milestone

Results Posted

Study results publicly available

August 9, 2023

Completed
Last Updated

September 28, 2023

Status Verified

September 1, 2023

Enrollment Period

5.6 years

First QC Date

February 9, 2017

Results QC Date

June 26, 2023

Last Update Submit

September 1, 2023

Conditions

Outcome Measures

Primary Outcomes (1)

  • Number of Participants With Treatment Responses Based on the 16-item Quick Inventory of Depressive Symptomatology-Self-Report Scale (QIDS-SR-16)

    Response is defined as at least a 50% improvement in the QIDS-SR-16 scale from baseline to the End of Treatment visit. The End of Treatment visit will occur 3-5 weeks after the Baseline visit.

    Acute Study Phase (Baseline Visit to End of Treatment Visit) - approximately 3-5 weeks

Secondary Outcomes (1)

  • Number of Participants With Treatment Responses Based on the Montgomery-Åsberg Rating Scale (MADRS)

    Acute Study Phase (Baseline Visit to End of Treatment Visit) - approximately 3-5 weeks

Study Arms (2)

electroconvulsive therapy (ECT)

ACTIVE COMPARATOR

Treatments will be given 3 times a week up to a total of 9 treatments over 3 - 5 weeks. Initial ECT treatment is Right Unilateral (RUL) ultra-brief pulse at 6X seizure threshold. Seizure threshold and dose can be increased per investigator and patient discretion.

Procedure: electroconvulsive therapy (ECT)

ketamine infusion

ACTIVE COMPARATOR

Treatments will be given 2 times a week up to a total of 6 treatment over 3 - 5 weeks. Initial standard dose will be 0.5 mg/kg infusion over 40 min. The dose can be modified if clinically warranted per investigator and patient discretion.

Drug: Ketamine

Interventions

ECT is a procedure done under general anesthesia where small electric currents are passed through the brain, intentionally triggering a brief seizure. Patients who have not responded to antidepressant medications may be candidates for ECT. ECT is FDA approved for treatment resistant depression.

electroconvulsive therapy (ECT)

Ketamine is a medication that is used as a short acting anesthetic in pediatric and adult medicine. Subanesthetic (low) doses will be given to patients via infusion in order to assess whether it helps with depression symptoms in patients who have not responded to antidepressant therapy. Ketamine is not FDA approved for this indication and its effectiveness in treatment resistant depression has not been proven. Prior studies have indicated that subanesthetic doses of ketamine may be helpful for treatment resistant depression.

ketamine infusion

Eligibility Criteria

Age21 Years - 75 Years
Sexall
Healthy VolunteersNo
Age GroupsAdult (18-64), Older Adult (65+)

You may qualify if:

  • Written informed consent before any study related procedures are performed
  • Inpatients or outpatients referred by their providers for ECT treatment and eligible for ECT treatment
  • Males/females at least 21 years of age but no older than 75 years of age
  • Meet DSM-5 criteria for Major Depressive Episode as determined by both:
  • A. a clinician's diagnostic evaluation and B. confirmed with the MINI International Neuropsychiatric Interview (MINI 7.0.2)
  • A current depressive episode that has lasted a minimum of 4 weeks
  • Meet all of the following criteria on symptom rating scales at screening:
  • A. Montgomery Asberg Depression Rating Scale (MADRS) score \>20 B. Young Mania Rating Scale (YMRS) of ≤ 5 C. Montreal Cognitive Assessment (MoCA) of ≥18
  • Have had ≥2 adequate trials of antidepressants or augmentation strategies during their lifetime. An adequate trial is defined as 4 weeks of medication at the minimum FDA approved dose. This will be equal to a trial rating of 3 or more.
  • In the opinion of the investigator, the patient is willing and able to comply with scheduled visits, treatment plan, and other trial procedures for the duration of the study

You may not qualify if:

  • Meet DSM-5 criteria for bipolar disorder, schizophrenia, schizophreniform disorder, schizoaffective disorder, mental retardation, or pervasive developmental disorder
  • The patient is pregnant or breast feeding
  • The patient has a severe medical illness or severe neurological disorder
  • The patient has a known ketamine allergy or is taking a medication that may interact with ketamine
  • Diagnosis of major depressive disorder with psychotic features during the current depressive episode
  • Unable to give informed consent
  • Was previously enrolled/randomized into the trial

Contact the study team to confirm eligibility.

Sponsors & Collaborators

Study Sites (5)

Yale School of Medicine

New Haven, Connecticut, 06510, United States

Location

Johns Hopkins University School of Medicine

Baltimore, Maryland, 21205, United States

Location

Mount Sinai

New York, New York, 10029, United States

Location

Cleveland Clinic

Cleveland, Ohio, 44195, United States

Location

Baylor College of Medicine

Houston, Texas, 77030, United States

Location

Related Publications (8)

  • Nemeroff CB. Prevalence and management of treatment-resistant depression. J Clin Psychiatry. 2007;68 Suppl 8:17-25.

    PMID: 17640154BACKGROUND
  • Kellner CH, Greenberg RM, Murrough JW, Bryson EO, Briggs MC, Pasculli RM. ECT in treatment-resistant depression. Am J Psychiatry. 2012 Dec;169(12):1238-44. doi: 10.1176/appi.ajp.2012.12050648.

    PMID: 23212054BACKGROUND
  • Lisanby SH. Electroconvulsive therapy for depression. N Engl J Med. 2007 Nov 8;357(19):1939-45. doi: 10.1056/NEJMct075234. No abstract available.

    PMID: 17989386BACKGROUND
  • Newport DJ, Carpenter LL, McDonald WM, Potash JB, Tohen M, Nemeroff CB; APA Council of Research Task Force on Novel Biomarkers and Treatments. Ketamine and Other NMDA Antagonists: Early Clinical Trials and Possible Mechanisms in Depression. Am J Psychiatry. 2015 Oct;172(10):950-66. doi: 10.1176/appi.ajp.2015.15040465.

    PMID: 26423481BACKGROUND
  • Sanacora G, Heimer H, Hartman D, Mathew SJ, Frye M, Nemeroff C, Robinson Beale R. Balancing the Promise and Risks of Ketamine Treatment for Mood Disorders. Neuropsychopharmacology. 2017 May;42(6):1179-1181. doi: 10.1038/npp.2016.193. Epub 2016 Sep 19. No abstract available.

    PMID: 27640324BACKGROUND
  • Kumpf KT, Wilkinson ST, Hu B, Chen R, Krishnan K, Chakrabarti S, Rhee TG, Grezmak T, Mathew SJ, Sanacora G, Murrough JW, Goes FS, Collins KA, Barnett BS, Anand A. Comparing the Cognitive Effects of Repeated Intravenous Ketamine and Electroconvulsive Therapy in Patients With Treatment-Resistant Depression: A Secondary Analysis of the ELEKT-D Trial. J Clin Psychiatry. 2025 Sep 3;86(4):25m15781. doi: 10.4088/JCP.25m15781.

  • Anand A, Mathew SJ, Sanacora G, Murrough JW, Goes FS, Altinay M, Aloysi AS, Asghar-Ali AA, Barnett BS, Chang LC, Collins KA, Costi S, Iqbal S, Jha MK, Krishnan K, Malone DA, Nikayin S, Nissen SE, Ostroff RB, Reti IM, Wilkinson ST, Wolski K, Hu B. Ketamine versus ECT for Nonpsychotic Treatment-Resistant Major Depression. N Engl J Med. 2023 Jun 22;388(25):2315-2325. doi: 10.1056/NEJMoa2302399. Epub 2023 May 24.

  • Mathew SJ, Wilkinson ST, Altinay M, Asghar-Ali A, Chang LC, Collins KA, Dale RM, Hu B, Krishnan K, Kellner CH, Malone DA, Murrough JW, Ostroff RB, Sanacora G, Shao M, Anand A. ELEctroconvulsive therapy (ECT) vs. Ketamine in patients with Treatment-resistant Depression: The ELEKT-D study protocol. Contemp Clin Trials. 2019 Feb;77:19-26. doi: 10.1016/j.cct.2018.12.009. Epub 2018 Dec 17.

MeSH Terms

Conditions

Depressive Disorder, Treatment-ResistantMental DisordersDepressionDepressive Disorder, MajorDepressive Disorder

Interventions

Electroconvulsive TherapyKetamine

Condition Hierarchy (Ancestors)

Mood DisordersBehavioral SymptomsBehavior

Intervention Hierarchy (Ancestors)

Convulsive TherapyPsychiatric Somatic TherapiesBehavioral Disciplines and ActivitiesElectroshockPsychological TechniquesCyclohexanesCycloparaffinsHydrocarbons, AlicyclicHydrocarbons, CyclicHydrocarbonsOrganic Chemicals

Limitations and Caveats

Our trial has several limitations. ECT was started with right unilateral placement and was then switched to bilateral placement in the event of inadequate response. The open-label design of our trial could have influenced response. Maintenance treatment was not studied. Other limitations of our trial include a lack of placebo, the flexibility of treatment methods, and a follow-up period during which the patients received treatment as presc

Results Point of Contact

Title
Dr. Amit Anand
Organization
Department of Psychiatry, Mass General Brigham, and Harvard Medical School

Study Officials

  • Amit Anand, MD

    The Cleveland Clinic

    PRINCIPAL INVESTIGATOR

Publication Agreements

PI is Sponsor Employee
No
Restrictive Agreement
No

Study Design

Study Type
interventional
Phase
phase 2
Allocation
RANDOMIZED
Masking
NONE
Masking Details
Due to the nature of the study treatments it is not possible to blind patients or investigators.
Purpose
TREATMENT
Intervention Model
PARALLEL
Model Details: unblinded prospective randomized open-label
Sponsor Type
OTHER
Responsible Party
SPONSOR INVESTIGATOR
PI Title
Investigator

Study Record Dates

First Submitted

February 9, 2017

First Posted

April 14, 2017

Study Start

April 7, 2017

Primary Completion

October 28, 2022

Study Completion

November 17, 2022

Last Updated

September 28, 2023

Results First Posted

August 9, 2023

Record last verified: 2023-09

Data Sharing

IPD Sharing
Will not share

Locations