NCT02493868

Brief Summary

The purpose of this study is to assess the efficacy of intranasal esketamine plus an oral antidepressant compared with an oral antidepressant (active comparator) plus intranasal placebo in delaying relapse of depressive symptoms in participants with treatment-resistant depression (TRD) who are in stable remission after an induction and optimization course of intranasal esketamine plus an oral antidepressant.

Trial Health

98
On Track

Trial Health Score

Automated assessment based on enrollment pace, timeline, and geographic reach

Strong global presence with extensive site network
Enrollment
719

participants targeted

Target at P75+ for phase_3

Timeline
Completed

Started Oct 2015

Geographic Reach
14 countries

147 active sites

Status
completed

Health score is calculated from publicly available data and should be used for screening purposes only.

Trial Relationships

Click on a node to explore related trials.

Study Timeline

Key milestones and dates

First Submitted

Initial submission to the registry

May 13, 2015

Completed
2 months until next milestone

First Posted

Study publicly available on registry

July 10, 2015

Completed
3 months until next milestone

Study Start

First participant enrolled

October 1, 2015

Completed
2.4 years until next milestone

Primary Completion

Last participant's last visit for primary outcome

February 15, 2018

Completed
1 day until next milestone

Study Completion

Last participant's last visit for all outcomes

February 16, 2018

Completed
1.3 years until next milestone

Results Posted

Study results publicly available

May 21, 2019

Completed
Last Updated

April 29, 2025

Status Verified

April 1, 2025

Enrollment Period

2.4 years

First QC Date

May 13, 2015

Results QC Date

March 29, 2019

Last Update Submit

April 25, 2025

Conditions

Keywords

Treatment-resistant DepressionEsketaminePlaceboOral AntidepressantRelapse prevention

Outcome Measures

Primary Outcomes (1)

  • Time to Relapse in Participants With Stable Remission (Maintenance Phase)

    Relapse is defined as any of following: Montgomery-asberg depression rating scale (MADRS) total score greater than or equal to (\>=) 22 for 2 consecutive assessments separated by 5-15 days and/or hospitalization for worsening depression or any other clinically relevant event to be suggestive of a relapse of depressive illness such as suicide attempt/completed suicide/hospitalization for suicide prevention; If hospitalized, start date of hospitalization will be date of relapse, if not hospitalized date of event will be used. MADRS: clinician-rated scale to measure depression severity and to detect changes due to antidepressant treatment. It has 10 items, scored from 0-6 (not present/normal-severe/continuous symptoms), with total score of 60. Higher scores mean more severe condition. Stable remission: MADRS total score less than or equal to (\<=) 12 for at least 3 of last 4 weeks of OP phase, with 1 excursion total score greater than (\>) 12 or one missing assessment at OP week 13 or 14.

    Time from randomization to the first relapse during the maintenance phase (up to 92 Weeks)

Secondary Outcomes (17)

  • Time to Relapse in Participants With Stable Response (But Not in Stable Remission) (Maintenance Phase)

    Time from randomization to the first relapse during the maintenance phase (up to 92 Weeks)

  • Change From Baseline in MADRS Total Score at Endpoint in Participants With Stable Remission (Maintenance Phase)

    Baseline and Endpoint (Up to 92 Weeks)

  • Change From Baseline in MADRS Total Score at Endpoint in Participants With Stable Response (But Not in Stable Remission) (Maintenance Phase)

    Baseline and Endpoint (Up to 92 Weeks)

  • Change From Baseline in Patient Health Questionnaire-9 (PHQ-9) Total Score at Endpoint in Participants With Stable Remission (Maintenance Phase)

    Baseline and Endpoint (Up to 92 Weeks)

  • Change From Baseline in PHQ-9 Total Score at Endpoint in Participants With Stable Response (But Not in Stable Remission) (Maintenance Phase)

    Baseline and Endpoint (Up to 92 Weeks)

  • +12 more secondary outcomes

Study Arms (2)

Intranasal Esketamine plus oral antidepressant

EXPERIMENTAL

Open-Label Induction Phase: Direct-entry participants will self-administer esketamine intranasally twice per week for 4 weeks as a flexible dose regimen in the Open-label Induction Phase. Participants will initiate a new oral antidepressant on Day 1 of this phase. Optimization Phase: Direct-entry and transferred-entry participants will self-administer intranasal esketamine (same dose) at weekly treatment sessions for the first 4 weeks of this phase, then individualized to either once weekly or once every other week based on depressive symptoms. Participants continue same oral antidepressant treatment from induction phase. Maintenance Phase: Direct-entry and transferred-entry participants assigned to esketamine will self-administer intranasal esketamine (same dose) once weekly or once every other week based on depressive symptoms. Participants continue same oral antidepressant treatment from induction phase.

Drug: EsketamineDrug: Duloxetine (Oral Antidepressant)Drug: Escitalopram (Oral antidepressant)Drug: Sertraline (Oral Antidepressant)Drug: Venlafaxine Extended Release (XR) (Oral Antidepressant)

Placebo Plus Oral Antidepressant

EXPERIMENTAL

Optimization Phase: Transferred-entry participants will self-administer intranasal placebo at weekly treatment sessions for the first 4 weeks of this phase, then individualized to either once weekly or once every other week based on depressive symptoms. Participants continue same oral antidepressant treatment from induction phase. Maintenance Phase: Direct-entry and transferred-entry participants assigned to intranasal placebo will self-administer intranasal placebo once weekly or once every other week based on depressive symptoms. Participants continue same oral antidepressant treatment from induction phase.

Drug: PlaceboDrug: Duloxetine (Oral Antidepressant)Drug: Escitalopram (Oral antidepressant)Drug: Sertraline (Oral Antidepressant)Drug: Venlafaxine Extended Release (XR) (Oral Antidepressant)

Interventions

Open-label induction phase: Direct entry participants start at a dose of 56 mg on Day 1. On Day 4, the dose may be increased to 84 mg or remain at 56 mg. From Day 8 to 22, dose may be increased to 84 mg, remain the same or be reduced to 56 mg from 84 mg per protocol, at investigator's discretion based on efficacy and/or tolerability. On Day 25, a dose reduction from 84 mg to 56 mg is permitted but no dose increase is permitted. Optimization Phase: Direct-entry and transferred-entry participants will self-administer intranasal esketamine (same dose) for first 4 weeks, then individualized to either once weekly or once every other week based on depressive symptoms. Maintenance Phase: All participants assigned to esketamine will self-administer intranasal esketamine once weekly or once every other week based on depressive symptoms.

Intranasal Esketamine plus oral antidepressant

Optimization Phase: Transferred-entry participant will self-administer intranasal placebo at weekly treatment sessions for the first 4 weeks of this phase, then individualized to either once weekly or once every other week based on depressive symptoms. Maintenance Phase: Direct-entry and transferred-entry participants assigned to placebo will self-administer matching intranasal placebo once weekly or once based on depressive symptoms.

Placebo Plus Oral Antidepressant

Duloxetine could be selected as the oral antidepressant medication by the investigator based on review of Massachusetts General Hospital - Antidepressant Treatment Response Questionnaire (MGH-ATRQ) and relevant prior antidepressant medication information. The minimum therapeutic dose is 60 milligram per day (mg/day).

Intranasal Esketamine plus oral antidepressantPlacebo Plus Oral Antidepressant

Escitalopram could be selected as the oral antidepressant medication by the investigator based on review of MGH-ATRQ and relevant prior antidepressant medication information. Escitalopram will be titrated upto a maximum dose of 20 mg/day, but if not tolerated the dose can be reduced to the minimum therapeutic dose of 10 mg/day.

Intranasal Esketamine plus oral antidepressantPlacebo Plus Oral Antidepressant

Sertraline could be selected as the oral antidepressant medication by the investigator based on review of MGH-ATRQ and relevant prior antidepressant medication information. Sertraline will be titrated upto a maximum dose of 200 mg/day, but if not tolerated the dose can be reduced to the minimum therapeutic dose of 50 mg/day.

Intranasal Esketamine plus oral antidepressantPlacebo Plus Oral Antidepressant

Venlafaxine Extended Release could be selected as the oral antidepressant medication by the investigator based on review of MGH-ATRQ and relevant prior antidepressant medication information. Venlafaxine Extended Release will be titrated upto a maximum dose of 225 mg/day, but if not tolerated the dose can be reduced to the minimum therapeutic dose of 150 mg/day.

Intranasal Esketamine plus oral antidepressantPlacebo Plus Oral Antidepressant

Eligibility Criteria

Age18 Years - 64 Years
Sexall
Healthy VolunteersNo
Age GroupsAdult (18-64)

You may qualify if:

  • For Direct-Entry Participants
  • At the time of signing the informed consent form (ICF), participant must be a man or woman 18 (or older if the minimum legal age of consent in the country in which the study is taking place is greater than \[\>\]18) to 64 years of age, inclusive - At the start of the screening/prospective observational phase, participant must meet the Diagnostic and Statistical Manual of Mental Disorders (DSM-5) diagnostic criteria for single-episode major depressive disorder (MDD) (if single-episode MDD, the duration must be greater than or equal to \[\>=\] 2 years) or recurrent MDD, without psychotic features, based upon clinical assessment and confirmed by the Mini-International Neuropsychiatric Interview (MINI)
  • At the start of the screening/prospective observational phase, participant must have an Inventory of Depressive Symptomatology-Clinician rated ( IDS-C30) total score of greater than or equal to (\>=) 34
  • At the start of the screening/prospective observational phase, participants must have had nonresponse (less than or equal to 25 percent \[%\] improvement) to greater than or equal to (\>=1) but less than or equal to (\<=) 5 oral antidepressant treatments taken at adequate dosage and for adequate duration, as assessed using the Massachusetts General Hospital (MGH-ATRQ )
  • MGH-ATRQ and documented by medical history and pharmacy/prescription records, for the current episode of depression. In addition, the participant is taking different ongoing oral antidepressant treatment (on the MGH-ATRQ) for at least the previous 2 weeks at or above the minimal therapeutic dose
  • The participant's current major depressive episode, depression symptom severity (Week 1 MADRS total score \>=28 required), and treatment response to antidepressant treatments used in the current depressive episode (retrospectively assessed) must be deemed valid for participation in a clinical study based on a Site-Independent Qualification Assessment For Transferred-Entry Participants
  • The participant must have completed the double-blind induction phase in ESKETINTRD3001 or ESKETINTRD3002 and must have demonstrated response at the end of that phase (\>=50% reduction in the MADRS total score from baseline \[Day 1 pre-randomization\] at the end of the 4-week double-blind induction phase)

You may not qualify if:

  • Participants who have previously demonstrated nonresponse of depressive symptoms to esketamine or ketamine in the current major depressive episode, to all 4 of the oral antidepressant treatment options available for the double-blind induction phase (ie, duloxetine, escitalopram, sertraline, and venlafaxine extended release \[XR\]) in the current major depressive episode (based on MGH-ATRQ), or an adequate course of treatment with electroconvulsive therapy (ECT) in the current major depressive episode, defined as at least 7 treatments with unilateral/bilateral ECT
  • Participant has received vagal nerve stimulation (VNS) or has received deep brain stimulation (DBS) in the current episode of depression
  • Participant has a current or prior DSM-5 diagnosis of a psychotic disorder or MDD with psychotic features, bipolar or related disorders (confirmed by the MINI), obsessive compulsive disorder (current only), intellectual disability (DSM-5 diagnostic codes 317, 318.0, 318.1, 318.2, 315.8, and 319), autism spectrum disorder, borderline personality disorder, antisocial personality disorder, histrionic personality disorder, or narcissistic personality disorder
  • Participant has homicidal ideation/intent, per the investigator's clinical judgment, or has suicidal ideation with some intent to act within 6 months prior to the start of the screening/prospective observational phase, per the investigator's clinical judgment or based on the Columbia Suicide Severity Rating Scale (C-SSRS)
  • Participants with history of moderate or severe substance or alcohol use disorder according to DSM-5 criteria

Contact the study team to confirm eligibility.

Sponsors & Collaborators

Study Sites (155)

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Birmingham, Alabama, United States

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Little Rock, Arkansas, United States

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Anaheim, California, United States

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Garden Grove, California, United States

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Glendale, California, United States

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Oakland, California, United States

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Orange, California, United States

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San Diego, California, United States

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San Marcos, California, United States

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San Rafael, California, United States

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Hartford, Connecticut, United States

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Bradenton, Florida, United States

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Gainesville, Florida, United States

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Miami, Florida, United States

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Orlando, Florida, United States

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Tampa, Florida, United States

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Atlanta, Georgia, United States

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Chicago, Illinois, United States

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Hoffman Estates, Illinois, United States

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Joliet, Illinois, United States

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Maywood, Illinois, United States

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Schaumburg, Illinois, United States

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Skokie, Illinois, United States

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Prairie Village, Kansas, United States

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Wichita, Kansas, United States

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Lake Charles, Louisiana, United States

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Baltimore, Maryland, United States

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Gaithersburg, Maryland, United States

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Boston, Massachusetts, United States

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New Bedford, Massachusetts, United States

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Quincy, Massachusetts, United States

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Watertown, Massachusetts, United States

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Worcester, Massachusetts, United States

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Rochester Hills, Michigan, United States

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Minneapolis, Minnesota, United States

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O'Fallon, Missouri, United States

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Saint Charles, Missouri, United States

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Omaha, Nebraska, United States

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New York, New York, United States

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Durham, North Carolina, United States

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Hickory, North Carolina, United States

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Oklahoma City, Oklahoma, United States

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Media, Pennsylvania, United States

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Philadelphia, Pennsylvania, United States

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Scranton, Pennsylvania, United States

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Lincoln, Rhode Island, United States

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Providence, Rhode Island, United States

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Arlington, Texas, United States

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Austin, Texas, United States

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Dallas, Texas, United States

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Houston, Texas, United States

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Charlottesville, Virginia, United States

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Waukesha, Wisconsin, United States

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Aalst, Belgium

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Bruges, Belgium

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Brussels, Belgium

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Heusden-Zolder, Belgium

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Liège, Belgium

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Yvoir, Belgium

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Belo Horizonte, Brazil

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Curitiba, Brazil

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Fortaleza, Brazil

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Goiânia, Brazil

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Itapira, Brazil

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Passo Fundo, Brazil

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Porto Alegre, Brazil

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Rio de Janeiro, Brazil

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Santo André, Brazil

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São José do Rio Preto, Brazil

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São Paulo, Brazil

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Calgary, Alberta, Canada

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Vancouver, British Columbia, Canada

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Kingston, Ontario, Canada

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Ottawa, Ontario, Canada

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Toronto, Ontario, Canada

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Montreal, Quebec, Canada

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Brno, Czechia

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Hostivice, Czechia

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Klecany, Czechia

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Kutná Hora, Czechia

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Litoměřice, Czechia

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Pilsen, Czechia

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Prague, Czechia

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Pärnu, Estonia

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Tartu, Estonia

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Clermont-Ferrand, France

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Douai, France

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Nantes, France

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Nîmes, France

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Paris, France

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Poitiers, France

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Toulon, France

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Berlin, Germany

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Cham, Germany

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Gelsenkirchen, Germany

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Halle, Germany

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Mainz, Germany

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Mittweida, Germany

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Pfaffenhofen, Germany

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Prien am Chiemsee, Germany

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Balassagyarmat, Hungary

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Budapest, Hungary

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Debrecen, Hungary

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Győr, Hungary

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Pécs, Hungary

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Sopron, Hungary

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Szeged, Hungary

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Szekszárd, Hungary

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Vác, Hungary

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Guadalajara, Mexico

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León, Mexico

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Mexico City, Mexico

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Monterrey, Mexico

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San Luis Potosí City, Mexico

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Bełchatów, Poland

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Bialystok, Poland

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Bydgoszcz, Poland

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Gdansk, Poland

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Leszno, Poland

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Lodz, Poland

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Lublin, Poland

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Pruszków, Poland

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Torun, Poland

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Tuszyn, Poland

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Warsaw, Poland

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Bratislava, Slovakia

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Liptovský Mikuláš, Slovakia

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Rimavská Sobota, Slovakia

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Rožňava, Slovakia

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Svidník, Slovakia

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Alcorcón, Spain

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Barcelona, Spain

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Palma, Spain

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Pamplona, Spain

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Ponferrada, Spain

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Sabadell, Spain

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Salamanca, Spain

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Vitoria-Gasteiz, Spain

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Lund, Sweden

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Skövde, Sweden

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Solna, Sweden

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Stockholm, Sweden

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Adana, Turkey (Türkiye)

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Ankara, Turkey (Türkiye)

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Bursa, Turkey (Türkiye)

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Denizli, Turkey (Türkiye)

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Istanbul, Turkey (Türkiye)

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Izmir, Turkey (Türkiye)

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Kucukcekmece/Istanbul, Turkey (Türkiye)

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Manisa, Turkey (Türkiye)

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Oanakkale, Turkey (Türkiye)

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Sakarya, Turkey (Türkiye)

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Samsun, Turkey (Türkiye)

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Related Publications (7)

  • Kern Sliwa J, Naranjo RR Jr, Turkoz I, Petrillo MP, Cabrera P, Trivedi M. Effects of esketamine nasal spray on depressive symptom severity in adults with treatment-resistant depression and associations between the Montgomery-Asberg Depression Rating Scale and the 9-item Patient Health Questionnaire. CNS Spectr. 2024 Jun;29(3):176-186. doi: 10.1017/S1092852924000105. Epub 2024 Apr 1.

  • Castro M, Wilkinson ST, Al Jurdi RK, Petrillo MP, Zaki N, Borentain S, Fu DJ, Turkoz I, Sun L, Brown B, Cabrera P. Efficacy and Safety of Esketamine Nasal Spray in Patients with Treatment-Resistant Depression Who Completed a Second Induction Period: Analysis of the Ongoing SUSTAIN-3 Study. CNS Drugs. 2023 Aug;37(8):715-723. doi: 10.1007/s40263-023-01026-3. Epub 2023 Aug 9.

  • Williamson DJ, Gogate JP, Kern Sliwa JK, Manera LS, Preskorn SH, Winokur A, Starr HL, Daly EJ. Longitudinal Course of Adverse Events With Esketamine Nasal Spray: A Post Hoc Analysis of Pooled Data From Phase 3 Trials in Patients With Treatment-Resistant Depression. J Clin Psychiatry. 2022 Sep 19;83(6):21m14318. doi: 10.4088/JCP.21m14318.

  • Chen G, Chen L, Zhang Y, Li X, Lane R, Lim P, Daly EJ, Furey ML, Fedgchin M, Popova V, Singh JB, Drevets WC. Relationship Between Dissociation and Antidepressant Effects of Esketamine Nasal Spray in Patients With Treatment-Resistant Depression. Int J Neuropsychopharmacol. 2022 Apr 19;25(4):269-279. doi: 10.1093/ijnp/pyab084.

  • Doty RL, Popova V, Wylie C, Fedgchin M, Daly E, Janik A, Ochs-Ross R, Lane R, Lim P, Cooper K, Melkote R, Jamieson C, Singh J, Drevets WC. Effect of Esketamine Nasal Spray on Olfactory Function and Nasal Tolerability in Patients with Treatment-Resistant Depression: Results from Four Multicenter, Randomized, Double-Blind, Placebo-Controlled, Phase III Studies. CNS Drugs. 2021 Jul;35(7):781-794. doi: 10.1007/s40263-021-00826-9. Epub 2021 Jul 7.

  • Katz EG, Hough D, Doherty T, Lane R, Singh J, Levitan B. Benefit-Risk Assessment of Esketamine Nasal Spray vs. Placebo in Treatment-Resistant Depression. Clin Pharmacol Ther. 2021 Feb;109(2):536-546. doi: 10.1002/cpt.2024. Epub 2020 Oct 13.

  • Daly EJ, Trivedi MH, Janik A, Li H, Zhang Y, Li X, Lane R, Lim P, Duca AR, Hough D, Thase ME, Zajecka J, Winokur A, Divacka I, Fagiolini A, Cubala WJ, Bitter I, Blier P, Shelton RC, Molero P, Manji H, Drevets WC, Singh JB. Efficacy of Esketamine Nasal Spray Plus Oral Antidepressant Treatment for Relapse Prevention in Patients With Treatment-Resistant Depression: A Randomized Clinical Trial. JAMA Psychiatry. 2019 Sep 1;76(9):893-903. doi: 10.1001/jamapsychiatry.2019.1189.

Related Links

MeSH Terms

Conditions

Depressive Disorder, Treatment-Resistant

Interventions

EsketamineDuloxetine HydrochlorideAntidepressive AgentsEscitalopramSertraline

Condition Hierarchy (Ancestors)

Depressive DisorderMood DisordersMental Disorders

Intervention Hierarchy (Ancestors)

ThiophenesSulfur CompoundsOrganic ChemicalsHeterocyclic Compounds, 1-RingHeterocyclic CompoundsPsychotropic DrugsCentral Nervous System AgentsTherapeutic UsesPharmacologic ActionsChemical Actions and UsesPropylaminesAminesNitrilesBenzofuransHeterocyclic Compounds, 2-RingHeterocyclic Compounds, Fused-Ring1-NaphthylamineNaphthalenesPolycyclic Aromatic HydrocarbonsHydrocarbons, AromaticHydrocarbons, CyclicHydrocarbonsPolycyclic Compounds

Results Point of Contact

Title
Senior Director, Clinical Research
Organization
Janssen Research & Development, LLC

Study Officials

  • Janssen Research & Development, LLC Clinical Trial

    Janssen Research & Development, LLC

    STUDY DIRECTOR

Publication Agreements

PI is Sponsor Employee
No
Restriction Type
OTHER
Restrictive Agreement
Yes

Study Design

Study Type
interventional
Phase
phase 3
Allocation
RANDOMIZED
Masking
DOUBLE
Who Masked
PARTICIPANT, INVESTIGATOR
Purpose
TREATMENT
Intervention Model
PARALLEL
Sponsor Type
INDUSTRY
Responsible Party
SPONSOR

Study Record Dates

First Submitted

May 13, 2015

First Posted

July 10, 2015

Study Start

October 1, 2015

Primary Completion

February 15, 2018

Study Completion

February 16, 2018

Last Updated

April 29, 2025

Results First Posted

May 21, 2019

Record last verified: 2025-04

Locations