NCT05325632

Brief Summary

The purpose of the study is to find out if an investigational drug called Dendritic Cell (DC1) vaccine added to standard neoadjuvant (given before main treatment) therapy can help people with HER2 (human epidermal growth factor receptor 2) positive breast cancer.

Trial Health

77
On Track

Trial Health Score

Automated assessment based on enrollment pace, timeline, and geographic reach

Enrollment
53

participants targeted

Target at P25-P50 for phase_2

Timeline
16mo left

Started Oct 2021

Longer than P75 for phase_2

Geographic Reach
1 country

1 active site

Status
recruiting

Health score is calculated from publicly available data and should be used for screening purposes only.

Trial Relationships

Click on a node to explore related trials.

Study Timeline

Key milestones and dates

Study Progress77%
Oct 2021Sep 2027

Study Start

First participant enrolled

October 28, 2021

Completed
5 months until next milestone

First Submitted

Initial submission to the registry

March 30, 2022

Completed
14 days until next milestone

First Posted

Study publicly available on registry

April 13, 2022

Completed
4.8 years until next milestone

Primary Completion

Last participant's last visit for primary outcome

February 1, 2027

Expected
7 months until next milestone

Study Completion

Last participant's last visit for all outcomes

September 1, 2027

Last Updated

March 2, 2026

Status Verified

February 1, 2026

Enrollment Period

5.3 years

First QC Date

March 30, 2022

Last Update Submit

February 26, 2026

Conditions

Keywords

Breast Cancer

Outcome Measures

Primary Outcomes (2)

  • Lead in Phase: Immunogenicity of each dose level

    Immunogenicity: will be characterized by quantifying CD4TH1 response via ELISPot. ELISPot is an enzyme-linked immunospot assay. It is a highly sensitive immunoassay that measures the frequency of cytokine-secreting cells at the single-cell level.

    at 4 weeks

  • Expansion Phase: Pathologic Complete Response Rate

    Pathologic complete response rate of participants treated in the Expansion Phase. Clinical efficacy will be defined by the pathologic complete response (pCR) rate, the percentage of patients who achieve pCR based on surgical pathology assessment. Pathologic Complete Response defined as no residual invasive disease in the breast and nodes (ypT0/is N0) at definitive surgery after completion of protocol therapy. The pathologic response to treatment will be assessed by the pathologist. The "Residual Cancer Burden" (RCB) for each patient as described in the online calculator also will be evaluated per the pathologist. (http://www3.mdanderson.org/app/medcalc/index.cfm?pagename=jsconvert3)

    at 12 months

Secondary Outcomes (4)

  • Expansion Phase: Radiologic tumor response rate after 6 weeks

    at 6 weeks

  • Expansion Phase: Radiologic tumor response rate at completion of therapy

    at 12 months

  • Expansion Phase: Immunogenicity

    at 12 months

  • Recurrence Free Survival

    up to 5 years

Study Arms (4)

Lead In - Dose level 1

EXPERIMENTAL

Six participants will be treated at dose level 1: DC vaccine given at the dose of 50 million once per week for 6 weeks

Biological: HER-2 pulsed DC1Drug: TrastuzumabDrug: PertuzumabDrug: PaclitaxelProcedure: Resection surgery

Lead In: Dose Level 2

EXPERIMENTAL

Six participants will be treated at dose level 2: DC vaccine given at the dose of 100 million once per week for 6 weeks

Biological: HER-2 pulsed DC1Drug: TrastuzumabDrug: PertuzumabDrug: PaclitaxelProcedure: Resection surgery

Expansion -Estrogen Receptor (ER) positive

EXPERIMENTAL

An additional 24 participants will be enrolled at dose level 2 if determined to be safe in lead in phase to have a total of 28 evaluable participants for pathologic response assessment (including 6 pts from the lead in phase).

Biological: HER-2 pulsed DC1Drug: TrastuzumabDrug: PertuzumabDrug: PaclitaxelProcedure: Resection surgery

Expansion -Estrogen Receptor (ER) negative

EXPERIMENTAL

An additional 23 participants will be enrolled at dose level 2 if determined to be safe in lead in phase to have a total of 28 evaluable participants for pathologic response assessment (including 6 pts from the lead in phase).

Biological: HER-2 pulsed DC1Drug: TrastuzumabDrug: PertuzumabDrug: PaclitaxelProcedure: Resection surgery

Interventions

Vaccine will be administered weekly for 6 weeks. Boosters will be given at months 6, 9 and 12.

Expansion -Estrogen Receptor (ER) negativeExpansion -Estrogen Receptor (ER) positiveLead In - Dose level 1Lead In: Dose Level 2

8mg/kg IV Trastuzumab will be given week 1, followed by 6 mg/kg on subsequent cycles every 3 weeks

Also known as: Herceptin
Expansion -Estrogen Receptor (ER) negativeExpansion -Estrogen Receptor (ER) positiveLead In - Dose level 1Lead In: Dose Level 2

840 mg IV Pertuzumab will be given week 1, followed by 420 mg on subsequent cycles every 3 weeks.

Also known as: Perjeta
Expansion -Estrogen Receptor (ER) negativeExpansion -Estrogen Receptor (ER) positiveLead In - Dose level 1Lead In: Dose Level 2

80 mg/m\^2 IV paclitaxel will be given weekly weeks 7-18

Also known as: Abraxane
Expansion -Estrogen Receptor (ER) negativeExpansion -Estrogen Receptor (ER) positiveLead In - Dose level 1Lead In: Dose Level 2

After week 18, participants will undergo standard of care resection surgery.

Expansion -Estrogen Receptor (ER) negativeExpansion -Estrogen Receptor (ER) positiveLead In - Dose level 1Lead In: Dose Level 2

Eligibility Criteria

Age18 Years+
Sexall
Healthy VolunteersNo
Age GroupsAdult (18-64), Older Adult (65+)

You may qualify if:

  • Participants must have histologically confirmed clinical stage I- III, HER2+ (per ASCO/CAP criteria) invasive carcinoma of the breast. Primary tumor should measure at least 1 cm by clinical exam or radiologic tests
  • Candidate for neoadjuvant chemotherapy with Paclitaxel, Trastuzumab, Pertuzumab regimen followed by standard of care local therapy as determined by the treating physician
  • Eastern Cooperative Oncology Group (ECOG) performance status 0 or 1
  • Participants must have normal organ and marrow function as defined per protocol.
  • Cardiac ejection fraction within institutional normal limits by either Multigated Acquisition Scan (MUGA) or Echocardiogram at baseline.
  • Women of child-bearing potential and their male partners must agree to use adequate contraception (hormonal or barrier method of birth control; abstinence) prior to study entry and for the duration of study participation. Should a woman become pregnant or suspect she is pregnant while participating in this study, she should inform her treating physician immediately. Sexually active male participants should use a barrier method or exercise abstinence during chemotherapy administration until surgery.
  • Ability to understand and the willingness to sign a written informed consent document.

You may not qualify if:

  • Participants with inflammatory breast cancer, widespread locally advanced unresectable disease involving the chest wall/nodal basins in which a curative surgical resection cannot be performed, or those in whom de novo metastatic disease is suspected or confirmed.
  • Patients may not be receiving any other investigational agents for the treatment of their breast cancer.
  • History of allergic reactions attributed to compounds of similar chemical or biologic composition to the study vaccine components and any of the chemotherapy drugs (paclitaxel, trastuzumab, pertuzumab).
  • Participants who are unwilling or unable to undergo an apheresis for production of their vaccine.
  • Uncontrolled intercurrent illness including, but not limited to, ongoing or active infection, symptomatic congestive heart failure, unstable angina pectoris, cardiac arrhythmia, or psychiatric illness/social situations that would limit compliance with study requirements.
  • Pregnant women and women who are breastfeeding.
  • Participants with known congenital or acquired immune deficiency (including those patients who require systemic immunosuppressant drugs for autoimmune disease or organ transplant).

Contact the study team to confirm eligibility.

Sponsors & Collaborators

Study Sites (1)

Moffitt Cancer Center

Tampa, Florida, 33612, United States

RECRUITING

Related Publications (1)

  • Han HS, Aldrich AL, Garg SK, Weinfurtner RJ, Nguyen JV, Mo Q, Whiting J, Childress J, Soliman H, Costa R, Armaghani A, Soyano A, Kiluk J, Hoover S, Lee MC, Khakpour N, Shenoi N, Jameel Z, Koski GK, Czerniecki BJ. Alteration of the Tumor Microenvironment With Intratumoral Dendritic Cells Before Chemotherapy in ERBB2 Breast Cancer: A Nonrandomized Clinical Trial. JAMA Oncol. 2025 Feb 1;11(2):119-127. doi: 10.1001/jamaoncol.2024.5371.

Related Links

MeSH Terms

Conditions

Breast Neoplasms

Interventions

TrastuzumabpertuzumabPaclitaxelAlbumin-Bound PaclitaxelMastectomy, Segmental

Condition Hierarchy (Ancestors)

Neoplasms by SiteNeoplasmsBreast DiseasesSkin DiseasesSkin and Connective Tissue Diseases

Intervention Hierarchy (Ancestors)

Antibodies, Monoclonal, HumanizedAntibodies, MonoclonalAntibodiesImmunoglobulinsImmunoproteinsBlood ProteinsProteinsAmino Acids, Peptides, and ProteinsSerum GlobulinsGlobulinsTaxoidsCyclodecanesCycloparaffinsHydrocarbons, AlicyclicHydrocarbons, CyclicHydrocarbonsOrganic ChemicalsDiterpenesTerpenesAlbuminsMastectomySurgical Procedures, Operative

Study Officials

  • Hyo (Heather) Han, MD

    Moffitt Cancer Center

    PRINCIPAL INVESTIGATOR

Central Study Contacts

Study Design

Study Type
interventional
Phase
phase 2
Allocation
NON RANDOMIZED
Masking
NONE
Purpose
TREATMENT
Intervention Model
SEQUENTIAL
Sponsor Type
OTHER
Responsible Party
SPONSOR

Study Record Dates

First Submitted

March 30, 2022

First Posted

April 13, 2022

Study Start

October 28, 2021

Primary Completion (Estimated)

February 1, 2027

Study Completion (Estimated)

September 1, 2027

Last Updated

March 2, 2026

Record last verified: 2026-02

Locations