NCT03552718

Brief Summary

This is a phase 1 study to evaluate the safety, the Recommended Phase 2 Dose (RP2D), and preliminary efficacy of a personalized neoepitope yeast-based vaccine, YE-NEO-001, in subjects who have completed potentially curative therapy for their solid cancer and who would otherwise be entering a period of surveillance for recurrent disease.

Trial Health

87
On Track

Trial Health Score

Automated assessment based on enrollment pace, timeline, and geographic reach

Enrollment
5

participants targeted

Target at below P25 for phase_1 colorectal-cancer

Timeline
Completed

Started Aug 2018

Longer than P75 for phase_1 colorectal-cancer

Geographic Reach
1 country

1 active site

Status
completed

Health score is calculated from publicly available data and should be used for screening purposes only.

Trial Relationships

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Study Timeline

Key milestones and dates

First Submitted

Initial submission to the registry

May 25, 2018

Completed
18 days until next milestone

First Posted

Study publicly available on registry

June 12, 2018

Completed
2 months until next milestone

Study Start

First participant enrolled

August 10, 2018

Completed
6.6 years until next milestone

Primary Completion

Last participant's last visit for primary outcome

March 18, 2025

Completed
Same day until next milestone

Study Completion

Last participant's last visit for all outcomes

March 18, 2025

Completed
Last Updated

May 7, 2026

Status Verified

May 1, 2026

Enrollment Period

6.6 years

First QC Date

May 25, 2018

Last Update Submit

May 5, 2026

Conditions

Keywords

solid tumors

Outcome Measures

Primary Outcomes (2)

  • Incidence of treatment-emergent adverse events

    19 months

  • Recommended Phase 2 Dose

    19 months

Secondary Outcomes (4)

  • Recurrence rate

    19 months

  • Disease-free survival (DFS)

    24 months

  • Overall survival (OS)

    36 months

  • Progression-free survival (PFS)

    24 months

Study Arms (1)

Experimental: NANT Neoepitope Yeast Vaccine (YE-NEO-001)

EXPERIMENTAL
Biological: YE-NEO-001

Interventions

YE-NEO-001BIOLOGICAL

Personalized recombinant yeast-based vaccine engineered to express multiple neoantigen epitopes (neoepitopes) based on an individual subject's tumor molecular profile.

Also known as: YE-NEO-001 Injectable Suspension
Experimental: NANT Neoepitope Yeast Vaccine (YE-NEO-001)

Eligibility Criteria

Age18 Years+
Sexall
Healthy VolunteersNo
Age GroupsAdult (18-64), Older Adult (65+)

You may qualify if:

  • Pre-treatment Phase: Tissue Procurement and Development of Vaccine
  • Age ≥ 18 years old.
  • Able to understand and provide a signed informed consent that fulfills the relevant IRB or IEC guidelines.
  • Histologically-confirmed cancer amenable to treatment with curative intent as part of SoC. Must be willing to provide a tumor tissue sample (either a tumor biopsy specimen or tissue from resected tumor not used for diagnostic purposes) and a blood sample for tumor molecular profiling.
  • Solid cancers include any of the following surgically resectable cancers: colorectal cancer, head and neck squamous cell carcinoma, non-small cell lung cancer, breast cancer (either hormone receptor positive, HER2-positive or negative, or triple-negative breast cancer), pancreatic cancer, liver cancer, and melanoma. Curative therapy, whether surgery, radiation therapy, or adjuvant chemotherapy, must be completed per National Comprehensive Cancer Network (NCCN) guidelines.
  • Must be willing to agree to initiation of development of personalized YE-NEO-001 vaccine.
  • Treatment Phase:
  • No evidence of disease (NED) at first assessment post multi-modality therapy (ie, surgery and/or radiation therapy and/or chemotherapy). Subjects treated with definitive radiation therapy are considered NED if they have no evidence of cancer growth on the first and second surveillance CT scans. Subjects who have disease recurrence prior to the start of the vaccination process are also eligible if no satisfactory alternative treatment options are available or if subject has refused all other available therapies.
  • Must have received \< 6 months of SoC therapy.
  • Able to understand and provide a signed informed consent that fulfills the relevant IRB or IEC guidelines.
  • ECOG performance status of 0 to 2.
  • Must be willing to provide blood samples prior to the start of treatment on this study for exploratory analyses.
  • If cancer recurs while on treatment on this study, must be willing to provide a tumor biopsy specimen for exploratory analyses, if considered safe by the Investigator.
  • Ability to attend required study visits and return for adequate follow-up, as required by this protocol.
  • Agreement to practice effective contraception for female subjects with child-bearing potential and non-sterile males. Female subjects of child-bearing potential must agree to use effective contraception for up to 1 year after completion of therapy, and non-sterile male subjects must agree to use a condom for up to 4 months after treatment. Effective contraception includes surgical sterilization (eg, vasectomy, tubal ligation), two forms of barrier methods (eg, condom, diaphragm) used with spermicide, IUDs, and abstinence.

You may not qualify if:

  • Pre-treatment Phase: Tissue Procurement and Development of Vaccine
  • \. Unable or unwilling to attend required study visits and return for adequate follow-up, as required by this protocol.
  • Treatment Phase:
  • Serious uncontrolled concomitant disease that would contraindicate the use of the investigational drug used in this study or that would put the subject at high risk for treatment-related complications.
  • Active autoimmune disease requiring systemic immunosuppressive treatment within 4 weeks prior to enrollment on this study (eg, lupus erythematosus, rheumatoid arthritis, Addison's disease, autoimmune disease associated with lymphoma, ankylosing spondylitis, scleroderma, multiple sclerosis). A history of inactive autoimmune disease or autoimmune disease not requiring systemic immunosuppressive therapy within 4 weeks prior to study enrollment is allowed.
  • History of organ transplant requiring immunosuppression.
  • History of or active inflammatory bowel disease (eg, Crohn's disease, ulcerative colitis).
  • Inadequate organ function, evidenced by the following laboratory results:
  • ANC \< 1,000 cells/mm\^3.
  • Platelet count \< 75,000 cells/mm\^3.
  • Uncorrectable grade 3 anemia (hemoglobin \< 8 g/dL).
  • Total bilirubin \> ULN (unless the subject has documented Gilbert's syndrome).
  • AST (SGOT) or ALT (SGPT) \> 2.5 × ULN (\> 5 × ULN in subjects with liver metastases).
  • Alkaline phosphatase levels \> 2.5 × ULN (\> 5 × ULN in subjects with liver metastases, or \> 10 × ULN in subjects with bone metastases).
  • Serum creatinine \> 2.0 mg/dL or 177 μmol/L.
  • +9 more criteria

Contact the study team to confirm eligibility.

Sponsors & Collaborators

Study Sites (1)

Chan Soon-Shiong Institute for Medicine

El Segundo, California, 90245, United States

Location

MeSH Terms

Conditions

Colorectal NeoplasmsBreast NeoplasmsSquamous Cell Carcinoma of Head and NeckMelanomaCarcinoma, Non-Small-Cell LungPancreatic NeoplasmsLiver Neoplasms

Condition Hierarchy (Ancestors)

Intestinal NeoplasmsGastrointestinal NeoplasmsDigestive System NeoplasmsNeoplasms by SiteNeoplasmsDigestive System DiseasesGastrointestinal DiseasesColonic DiseasesIntestinal DiseasesRectal DiseasesBreast DiseasesSkin DiseasesSkin and Connective Tissue DiseasesCarcinoma, Squamous CellCarcinomaNeoplasms, Glandular and EpithelialNeoplasms by Histologic TypeHead and Neck NeoplasmsNeuroendocrine TumorsNeuroectodermal TumorsNeoplasms, Germ Cell and EmbryonalNeoplasms, Nerve TissueNevi and MelanomasSkin NeoplasmsCarcinoma, BronchogenicBronchial NeoplasmsLung NeoplasmsRespiratory Tract NeoplasmsThoracic NeoplasmsLung DiseasesRespiratory Tract DiseasesEndocrine Gland NeoplasmsPancreatic DiseasesEndocrine System DiseasesLiver Diseases

Study Design

Study Type
interventional
Phase
phase 1
Allocation
NA
Masking
NONE
Purpose
TREATMENT
Intervention Model
SINGLE GROUP
Sponsor Type
INDUSTRY
Responsible Party
SPONSOR

Study Record Dates

First Submitted

May 25, 2018

First Posted

June 12, 2018

Study Start

August 10, 2018

Primary Completion

March 18, 2025

Study Completion

March 18, 2025

Last Updated

May 7, 2026

Record last verified: 2026-05

Locations