NCT00999804

Brief Summary

Breast cancer is the most common malignancy in the U.S. Targeted therapies such as tamoxifen have been revolutionary in reducing tumor recurrences and mortality in early breast cancer. Using this successful paradigm, there has been a continued search for other targeted biologic therapies directed at receptors with known potential for promoting tumor growth. The estrogen receptor (ER) and/or the HER signaling pathways are the dominant drivers of cell proliferation and survival in the majority of human breast cancers. Molecular targets of these pathways provide the most effective therapies in appropriately selected patients. However, de novo and acquired resistance remain major obstacles to successful treatment, and understanding the molecular pathways responsible for this resistance would enable the discovery of new strategies to overcome it. The superiority of multi-drug HER2-targeted therapy over single agent therapy has been demonstrated in the preclinical setting using mouse xenografts. Trastuzumab, pertuzumab, lapatinib, and gefitinib, represent a group of therapeutic agents that target the HER family by different molecular mechanisms. Used as single agents in the MCF7/HER2-18 xenograft model, these drugs restored or enhanced sensitivity to tamoxifen. However, tumor growth inhibition lasted only 2-3 months before resistance to treatments occurred. However, when gefitinib, a HER1 inhibitor, was added to the two-antibody (T+P) regimen to block signals from HER1 dimers, a complete disappearance of nearly all xenograft tumors was observed; moreover, there was evidence of complete tumor eradication in 50% of the mice. The combination of lapatinib + trastuzumab was also highly effective in eradication of tumor burden, with no evidence of re-growth after 200 days. These xenograft models demonstrate that multi-drug HER2-targeted therapy more effectively induces apoptosis and inhibits proliferation, thereby resulting in tumor regression. Furthermore, HER2 combination therapy appears to more effectively reduce levels of phosphorylated pAKT and MAPK, thus resulting in sustained tumor inhibition.

Trial Health

55
Monitor

Trial Health Score

Automated assessment based on enrollment pace, timeline, and geographic reach

Trial has exceeded expected completion date
Enrollment
128

participants targeted

Target at P75+ for phase_2 breast-cancer

Timeline
Completed

Started Oct 2011

Longer than P75 for phase_2 breast-cancer

Geographic Reach
1 country

8 active sites

Status
active not recruiting

Health score is calculated from publicly available data and should be used for screening purposes only.

Trial Relationships

Click on a node to explore related trials.

Study Timeline

Key milestones and dates

First Submitted

Initial submission to the registry

October 21, 2009

Completed
1 day until next milestone

First Posted

Study publicly available on registry

October 22, 2009

Completed
1.9 years until next milestone

Study Start

First participant enrolled

October 1, 2011

Completed
3.1 years until next milestone

Primary Completion

Last participant's last visit for primary outcome

November 1, 2014

Completed
2.1 years until next milestone

Results Posted

Study results publicly available

December 12, 2016

Completed
9.1 years until next milestone

Study Completion

Last participant's last visit for all outcomes

January 1, 2026

Completed
Last Updated

March 12, 2025

Status Verified

February 1, 2025

Enrollment Period

3.1 years

First QC Date

October 21, 2009

Results QC Date

December 29, 2015

Last Update Submit

February 25, 2025

Conditions

Keywords

Locally Advanced Breast Cancer Neoadjuvant Endocrine

Outcome Measures

Primary Outcomes (1)

  • Pathologic Complete Response

    Pathologic complete response was defined as no residual invasive cancer in the breast, after 12 or 24 weeks of lapatinib/trastuzumab with or without endocrine therapy. This outcome is based on patient's pathological report. We are not measuring the clinical response. Participants who have received at least one cycle of therapy (defined as one dose of trastuzumab and 21 days of lapatinib), and have had their response classified were evaluable.

    12 or 24 week depending the arm assignment

Secondary Outcomes (3)

  • Number of Participants With Adverse Events

    12 week or 24 weeks depending on arm assignment

  • Total Pathologic Complete Response

    12 weeks or 24 weeks depending on arm assignment

  • Clinical Response

    12 weeks or 24 weeks depending on arm assignment

Study Arms (2)

24-week arm

EXPERIMENTAL

Participants will receive 24-weeks of lapatinib plus trastuzumab. Participants who are estrogen receptor (ER) and/or progesterone receptor (PR) positive will also receive endocrine therapy.

Drug: LapatinibDrug: LetrozoleDrug: Trastuzumab

12-week arm

ACTIVE COMPARATOR

Participants will receive 12-weeks of lapatinib plus trastuzumab. Participants who are estrogen receptor (ER) and/or progesterone receptor (PR) positive will also receive endocrine therapy.

Drug: LapatinibDrug: LetrozoleDrug: Trastuzumab

Interventions

1000 mg of Lapatinib by mouth daily

Also known as: TyKerb
12-week arm24-week arm

Letrozole, 2.5 mg by mouth daily (for hormone receptor positive participants only)

Also known as: Femara
12-week arm24-week arm

6 mg/kg intravenously, every 3 weeks

Also known as: Herceptin
12-week arm24-week arm

Eligibility Criteria

Age18 Years+
Sexfemale
Healthy VolunteersNo
Age GroupsAdult (18-64), Older Adult (65+)

You may qualify if:

  • All patients must be female and at least 18 years of age.
  • Signed informed consent.
  • Locally advanced breast cancers are eligible. Locally advanced cancers must be of clinical and/or radiologic size \>3 cm, or \>2 cm with clinical evidence of axillary nodal involvement\*. (If tumors are less than 3 cm, we will use the radiologically measured tumor size to determine if the tumor meets the minimal size requirements.)
  • Patients must have histologically confirmed invasive mammary carcinoma that is HER2 overexpressing, defined as 3+ by immunohistochemistry, or a FISH/CEP ratio greater than 2.
  • Negative serum pregnancy test (HCG) within 7 days of starting study drug, if of child-bearing potential.
  • Kidney and liver function tests - all within 1.5 times the institutional upper limit of normal.
  • Performance status (WHO/ECOG scale) 0-1 and life expectancy \>6 months.
  • No evidence of brain or leptomeningeal disease, or any other Stage IV disease.
  • No previous or current malignancies at other sites within the last 5 years, with exception of adequately treated cone-biopsied in situ carcinoma of the cervix uteri and basal or squamous cell carcinoma of the skin.

You may not qualify if:

  • Patients with bilateral breast cancer.
  • Pregnancy or unwillingness to use a reliable contraceptive method in women of child-bearing potential.
  • Severe underlying chronic illness or disease.
  • Cardiomyopathy or baseline LVEF less than 50%.
  • Other investigational drugs while on study.
  • Severe or uncontrolled hypertension, history of congestive heart failure or severe coronary arterial disease.
  • Malabsorption syndrome, disease significantly affecting gastrointestinal function, or resection of the stomach or small bowel. Subjects with ulcerative colitis are also excluded
  • Taking any lapatinib prohibited medication(s)
  • Inability or unwillingness to comply with, or follow study procedures.
  • Patients who have received any form of treatment for breast cancer within the past five years, including surgical resection, chemotherapy, endocrine therapy, or biologic therapy.
  • Patients with a prior history of ipsilateral invasive breast cancer or carcinoma in situ who present with a new primary.
  • Patients with known active, infectious Hepatitis B, Hepatitis C, or HIV.

Contact the study team to confirm eligibility.

Sponsors & Collaborators

Study Sites (8)

University of Alabama - Birmingham

Birmingham, Alabama, 35294, United States

Location

University of Chicago

Chicago, Illinois, 60637, United States

Location

Indiana University

Indianapolis, Indiana, 46202, United States

Location

Johns Hopkins

Baltimore, Maryland, 21231, United States

Location

Dana Farber Cancer Institute

Boston, Massachusetts, 02130, United States

Location

Duke University

Durham, North Carolina, 27705, United States

Location

Vanderbilt University Medical Center

Nashville, Tennessee, 37212, United States

Location

Baylor College of Medicine Lester and Sue Smith Breast Center

Houston, Texas, 77030, United States

Location

Related Publications (1)

  • Rimawi MF, Niravath P, Wang T, Rexer BN, Forero A, Wolff AC, Nanda R, Storniolo AM, Krop I, Goetz MP, Nangia JR, Jiralerspong S, Pavlick A, Veeraraghavan J, De Angelis C, Gutierrez C, Schiff R, Hilsenbeck SG, Osborne CK; Translational Breast Cancer Research Consortium. TBCRC023: A Randomized Phase II Neoadjuvant Trial of Lapatinib Plus Trastuzumab Without Chemotherapy for 12 versus 24 Weeks in Patients with HER2-Positive Breast Cancer. Clin Cancer Res. 2020 Feb 15;26(4):821-827. doi: 10.1158/1078-0432.CCR-19-0851. Epub 2019 Oct 29.

MeSH Terms

Conditions

Breast Neoplasms

Interventions

LapatinibLetrozoleTrastuzumab

Condition Hierarchy (Ancestors)

Neoplasms by SiteNeoplasmsBreast DiseasesSkin DiseasesSkin and Connective Tissue Diseases

Intervention Hierarchy (Ancestors)

QuinazolinesHeterocyclic Compounds, 2-RingHeterocyclic Compounds, Fused-RingHeterocyclic CompoundsNitrilesOrganic ChemicalsTriazolesAzolesHeterocyclic Compounds, 1-RingAntibodies, Monoclonal, HumanizedAntibodies, MonoclonalAntibodiesImmunoglobulinsImmunoproteinsBlood ProteinsProteinsAmino Acids, Peptides, and ProteinsSerum GlobulinsGlobulins

Results Point of Contact

Title
Dr. Mothaffar Rimawi
Organization
Baylor College of Medicine

Study Officials

  • Mothaffar Rimawi, MD

    Baylor College of Medicine

    PRINCIPAL INVESTIGATOR

Publication Agreements

PI is Sponsor Employee
No
Restrictive Agreement
No

Study Design

Study Type
interventional
Phase
phase 2
Allocation
RANDOMIZED
Masking
NONE
Purpose
TREATMENT
Intervention Model
PARALLEL
Sponsor Type
OTHER
Responsible Party
PRINCIPAL INVESTIGATOR
PI Title
Professor

Study Record Dates

First Submitted

October 21, 2009

First Posted

October 22, 2009

Study Start

October 1, 2011

Primary Completion

November 1, 2014

Study Completion

January 1, 2026

Last Updated

March 12, 2025

Results First Posted

December 12, 2016

Record last verified: 2025-02

Data Sharing

IPD Sharing
Will not share

Locations