NCT04893109

Brief Summary

This research study is studying how well newly diagnosed breast cancer that has tested positive for a protein called HER2 responds using one of two different combination of HER2-directed therapies as a treatment after surgery. The name of the study drugs involved are:

  • Trastuzumab-emtansine (T-DM1, Kadcyla)
  • Trastuzumab SC (Herceptin Hylecta)
  • Paclitaxel

Trial Health

77
On Track

Trial Health Score

Automated assessment based on enrollment pace, timeline, and geographic reach

Enrollment
500

participants targeted

Target at P75+ for phase_2 breast-cancer

Timeline
24mo left

Started Jun 2021

Longer than P75 for phase_2 breast-cancer

Geographic Reach
1 country

53 active sites

Status
recruiting

Health score is calculated from publicly available data and should be used for screening purposes only.

Trial Relationships

Click on a node to explore related trials.

Study Timeline

Key milestones and dates

Study Progress71%
Jun 2021May 2028

First Submitted

Initial submission to the registry

May 7, 2021

Completed
12 days until next milestone

First Posted

Study publicly available on registry

May 19, 2021

Completed
28 days until next milestone

Study Start

First participant enrolled

June 16, 2021

Completed
5.4 years until next milestone

Primary Completion

Last participant's last visit for primary outcome

November 1, 2026

Expected
1.5 years until next milestone

Study Completion

Last participant's last visit for all outcomes

May 1, 2028

Last Updated

April 24, 2026

Status Verified

April 1, 2026

Enrollment Period

5.4 years

First QC Date

May 7, 2021

Last Update Submit

April 21, 2026

Conditions

Keywords

Breast CancerHER2-positive Breast Cancer

Outcome Measures

Primary Outcomes (2)

  • Incidence of clinically relevant toxicities (CRT)

    Compare the incidence of clinically relevant toxicities (CRT) in patients with Stage I HER2-positive breast cancer treated with trastuzumab emtansine followed by trastuzumab SC to the incidence in those treated with paclitaxel in combination with trastuzumab SC as assessed by PRO-CTCAE

    First 18 weeks of treatment

  • Disease Free Survival (DFS)

    Evaluate disease-free survival in the T-DM1 followed by trastuzumab SC arm

    Time from randomization to first Disease Free Survival (DFS) event up to 72 months

Secondary Outcomes (14)

  • Grade 3 and 4 adverse events

    Enrollment to end of treatment up to 1 year

  • Quality of Life Assessment: FACT B

    Enrollment to end of treatment up to 1 year

  • Symptoms related to therapy

    Enrollment to end of treatment up to 1 year

  • Symptoms related to therapy

    Enrollment to end of treatment up to 1 year

  • Effects of therapy on work productivity

    Enrollment to end of treatment up to 1 year

  • +9 more secondary outcomes

Study Arms (2)

Arm A. T-DM1 followed by Trastuzumab SC

EXPERIMENTAL

Randomized participants will receive intravenous T-DM1 every 3 weeks for 6 cycles (18 weeks) and then Trastuzumab SC (subcutaneous) every 3 weeks for 11 cycles

Drug: trastuzumab-emtansineDrug: Trastuzumab SC

Arm B: Paclitaxel with Trastuzumab SC, followed by Trastuzumab SC alone

EXPERIMENTAL

Randomized participants will receive weekly intravenous Paclitaxel for 12 weeks (4 cycles) and Trastuzumab SC (subcutaneous) every 3 weeks for 17 cycles. The first 4 doses Trastuzumab SC are given with Paclitaxel.

Drug: Trastuzumab SCDrug: Paclitaxel

Interventions

intravenous infusion

Also known as: T-DM1, Kadcyla
Arm A. T-DM1 followed by Trastuzumab SC

Muscular injection

Also known as: Herceptin Hylecta
Arm A. T-DM1 followed by Trastuzumab SCArm B: Paclitaxel with Trastuzumab SC, followed by Trastuzumab SC alone

intravenous infusion

Also known as: Taxol, Onxal
Arm B: Paclitaxel with Trastuzumab SC, followed by Trastuzumab SC alone

Eligibility Criteria

Age18 Years+
Sexall
Healthy VolunteersNo
Age GroupsAdult (18-64), Older Adult (65+)

You may qualify if:

  • Patients must have HER2-positive Stage I histologically confirmed invasive carcinoma of the breast. Patients must have node-negative (N0) or micrometastases (N1mic) breast cancer according to the AJCC 8th edition anatomic staging table.
  • If the patient has had a negative sentinel node biopsy, then no further axillary dissection is required, and the patient is determined to be node-negative. If an axillary dissection without sentinel lymph node biopsy is performed to determine nodal status, at least six axillary lymph nodes must be removed and analyzed, and determined to be negative, for the patient to be considered node-negative. Axillary nodes with single cells or tumor clusters ≤ 0.2 mm by either H\&E or immunohistochemistry (IHC) will be considered node-negative.
  • Any axillary lymph node with tumor clusters between 0.02 and 0.2 cm is considered a micrometastasis. Patients with a micrometastasis are eligible. An axillary dissection is not required to be performed in patients with a micrometastasis found by sentinel node evaluation. In cases where the specific pathologic size of lymph node involvement is subject to interpretation, the principal investigator will make the final determination as to eligibility. The investigator must document approval in the patient medical record.
  • Patients who have an area of a T1aN0, ER+ (defined as \>10%), HER2-negative cancer in addition to their primary HER2-positive tumor are eligible.
  • HER2-positive by ASCO CAP 2018 guidelines, confirmed by central testing. NOTE: HER-2 status must be confirmed to be positive by central review by NeoGenomics prior to patient starting protocol therapy. Patients previously having had HER2 immunohistochemical testing by NeoGenomics do not need to undergo retesting for central confirmation of HER2 status.
  • NOTE: DCIS components will not be counted in the determination of HER2 status
  • ER/PR determination is required. ER and PR assays should be performed by immunohistochemical methods according to the local institution standard protocol.
  • Bilateral breast cancers that individually meet eligibility criteria are allowed.
  • Patients with multifocal or multicentric disease are eligible, as long as each tumor individually meets eligibility criteria. Central confirmation is needed for any site of disease that is tested to be HER2-positive by local testing (unless testing was previously done by NeoGenomics).
  • Patients with a history of ipsilateral DCIS are eligible if they were treated with wide excision alone, without radiation therapy, or treated with a mastectomy for this current breast cancer. Patients with a history of contralateral DCIS are not eligible.
  • ≤ 90 days between the planned treatment start date and the patient's most recent breast surgery for this breast cancer
  • ≥ 18 years of age with any menopausal status.
  • ECOG Performance Status 0 or 1
  • All tumor should be removed by either a modified radical mastectomy or a segmental mastectomy (lumpectomy), with either a sentinel node biopsy or axillary dissection
  • All margins should be clear of invasive cancer or DCIS (i.e. no tumor on ink). The local pathologist must document negative margins of resection in the pathology report. If all other margins are clear, a positive posterior (deep) margin is permitted, provided the surgeon documents that the excision was performed down to the pectoral fascia and all tumor has been removed. Likewise, if all other margins are clear, a positive anterior (superficial; abutting skin) margin is permitted provided the surgeon documents that all tumor has been removed.
  • +19 more criteria

You may not qualify if:

  • Any of the following due to teratogenic potential of the study drugs:
  • Pregnant women
  • Nursing women
  • Women of childbearing potential who are unwilling to employ adequate contraception (condoms, diaphragms, IUDs, surgical sterilization, abstinence, etc.).
  • Men who are unwilling to employ adequate contraception (condoms, surgical sterilization, abstinence, etc.).
  • Locally advanced tumors at diagnosis, including tumors fixed to the chest wall, peau d'orange, skin ulcerations/nodules, or clinical inflammatory changes (diffuse brawny cutaneous induration with an erysipeloid edge)
  • Patients with a history of previous invasive breast cancer.
  • History of prior chemotherapy in the past 5 years.
  • History of paclitaxel therapy
  • Patients with active liver disease, for example due to hepatitis B virus, hepatitis C virus, autoimmune hepatic disorder, or sclerosing cholangitis
  • Individuals with a history of a different malignancy are ineligible except for the following circumstances:
  • Individuals with a history of other malignancies are eligible if they have been disease-free for at least 5 years and are deemed by the investigator to be at low risk for recurrence of that malignancy.
  • Individuals with the following cancer are eligible regardless of when they were diagnosed and treated: cervical cancer in situ, and non-melanoma cancer of the skin.

Contact the study team to confirm eligibility.

Sponsors & Collaborators

Study Sites (53)

UCSF Helen Diller Family Comprehensive Cancer Center

San Francisco, California, 94158, United States

RECRUITING

Smilow Cancer Hospital Care center at Derby

Derby, Connecticut, 06418, United States

RECRUITING

Smilow Cancer Hospital Care center at Fairfield

Fairfield, Connecticut, 06824, United States

RECRUITING

Smilow Cancer Hospital Care center at Glastonbury

Glastonbury, Connecticut, 06033, United States

RECRUITING

Smilow Cancer Hospital Care center at Greenwich

Greenwich, Connecticut, 06830, United States

RECRUITING

Smilow Cancer Hospital Care center at Guilford

Guilford, Connecticut, 06437, United States

RECRUITING

Smilow Cancer Hospital Care center at St. Francis

Hartford, Connecticut, 06105, United States

RECRUITING

Smilow Cancer Hospital Care center at Long Ridge

Long Ridge, Connecticut, 06902, United States

RECRUITING

Yale Cancer Center at Yale University School of Medicine

New Haven, Connecticut, 06520-8028, United States

RECRUITING

Smilow Cancer Hospital Care center at North Haven

North Haven, Connecticut, 06510, United States

RECRUITING

Stamford Hospital

Stamford, Connecticut, 06904, United States

RECRUITING

Smilow Cancer Hospital Care center at Torrington

Torrington, Connecticut, 06790, United States

RECRUITING

Smilow Cancer Hospital Care center at Trumbull

Trumbull, Connecticut, 06611, United States

RECRUITING

Smilow Cancer Hospital Care center at Waterbury

Waterbury, Connecticut, 06708, United States

RECRUITING

Smilow Cancer Hospital Care center at Waterford

Waterford, Connecticut, 06385, United States

RECRUITING

Miami Cancer Institute/Baptist Hospital of Miami

Miami, Florida, 33176, United States

RECRUITING

Miami Cancer Institute - Plantation (MCIP)

Plantation, Florida, 33324, United States

RECRUITING

The University of Chicago Medical Center

Chicago, Illinois, 60637, United States

RECRUITING

Indiana University Health Joe & Shelly Schwarz Cancer Center

Carmel, Indiana, 46032, United States

ACTIVE NOT RECRUITING

IU Health North Hospital

Carmel, Indiana, 46032, United States

ACTIVE NOT RECRUITING

Indiana University Melvin and Bren Simon Comprehensive Cancer Center

Indianapolis, Indiana, 46202, United States

ACTIVE NOT RECRUITING

Indiana University Sidney and Lois Eskenazi Hospital

Indianapolis, Indiana, 46202, United States

ACTIVE NOT RECRUITING

Eastern Maine Medical Center (Northern Light)

Brewer, Maine, 04412, United States

RECRUITING

New England Cancer Specialists

Scarborough, Maine, 04074, United States

RECRUITING

Beth Israel Deaconess Medical Center

Boston, Massachusetts, 02215, United States

RECRUITING

Dana Farber Cancer Institute

Boston, Massachusetts, 02215, United States

RECRUITING

Massachusetts General Hospital

Boston, Massachusetts, 02215, United States

RECRUITING

Dana-Farber at St. Elizabeth's Medical Center

Brighton, Massachusetts, 02135, United States

RECRUITING

Lahey Clinic

Burlington, Massachusetts, 01805, United States

RECRUITING

Mass General North Shore Cancer Center

Danvers, Massachusetts, 01923, United States

RECRUITING

Dana-Farber Brigham Cancer Center - Foxborough

Foxborough, Massachusetts, 02035, United States

RECRUITING

Dana-Farber Cancer Instiute - Merrimack Valley

Methuen, Massachusetts, 01844, United States

RECRUITING

Dana-Farber at Milford

Milford, Massachusetts, 01757, United States

RECRUITING

Newton Wellesley Hospital

Newton, Massachusetts, 02462, United States

RECRUITING

Berkshire Medical Center

Pittsfield, Massachusetts, 01201, United States

RECRUITING

Dana Farber at South Shore Hospital

Weymouth, Massachusetts, 02190, United States

RECRUITING

NH Oncology-Hematology, PA - Payson Center for Cancer Care

Concord, New Hampshire, 03301, United States

RECRUITING

Dana-Farber Cancer Insitute at Londonderry Hospital

Londonderry, New Hampshire, 03053, United States

RECRUITING

Solinsky Center for Cancer Care (NH Oncology-Hematology, PA)

Manchester, New Hampshire, 03103, United States

RECRUITING

New England Cancer Specialists - Portsmouth

Portsmouth, New Hampshire, 03801, United States

RECRUITING

New York University Langone Hospital -Brooklyn

Brooklyn, New York, 11220, United States

RECRUITING

New York University Langone Hospital - Long Island

Mineola, New York, 11501, United States

RECRUITING

New York University Langone Health

New York, New York, 10016, United States

RECRUITING

Northwell University

New York, New York, 10075, United States

RECRUITING

Duke University Medical Center

Durham, North Carolina, 27710, United States

ACTIVE NOT RECRUITING

Duke Women's Cancer Care Raleigh

Raleigh, North Carolina, 27710, United States

ACTIVE NOT RECRUITING

Stefanie Spielman Comprehensive Breast Center

Columbus, Ohio, 43212, United States

RECRUITING

University of Pennsylvania, Abramson Cancer Center

Philadelphia, Pennsylvania, 19104, United States

RECRUITING

University of Pittsburgh Medical Center Cancer UPMC- Magee Women's Hospital

Pittsburgh, Pennsylvania, 15213, United States

RECRUITING

Smilow Cancer Hospital Care center at Westerly

Westerly, Rhode Island, 02891, United States

RECRUITING

Greco-Hainsworth Centers for Research/Tennessee Oncology

Nashville, Tennessee, 37203, United States

RECRUITING

SCRI Oncology Partners

Nashville, Tennessee, 37203, United States

RECRUITING

MD Anderson Cancer Center

Houston, Texas, 77030, United States

RECRUITING

MeSH Terms

Conditions

Breast Neoplasms

Interventions

Ado-Trastuzumab EmtansinePaclitaxel

Condition Hierarchy (Ancestors)

Neoplasms by SiteNeoplasmsBreast DiseasesSkin DiseasesSkin and Connective Tissue Diseases

Intervention Hierarchy (Ancestors)

MaytansineMacrolidesLactonesOrganic ChemicalsLactams, MacrocyclicMacrocyclic CompoundsPolycyclic CompoundsTrastuzumabAntibodies, Monoclonal, HumanizedAntibodies, MonoclonalAntibodiesImmunoglobulinsImmunoproteinsBlood ProteinsProteinsAmino Acids, Peptides, and ProteinsSerum GlobulinsGlobulinsTaxoidsCyclodecanesCycloparaffinsHydrocarbons, AlicyclicHydrocarbons, CyclicHydrocarbonsDiterpenesTerpenes

Study Officials

  • Sara Tolaney, MD, PhD

    Dana-Farber Cancer Institute

    PRINCIPAL INVESTIGATOR

Central Study Contacts

Sara Tolaney, MD, PhD

CONTACT

Study Design

Study Type
interventional
Phase
phase 2
Allocation
RANDOMIZED
Masking
NONE
Purpose
TREATMENT
Intervention Model
PARALLEL
Model Details: participants are randomized in a 2-1 fashion to Arm A vs. Arm B
Sponsor Type
OTHER
Responsible Party
PRINCIPAL INVESTIGATOR
PI Title
Principal Investigator

Study Record Dates

First Submitted

May 7, 2021

First Posted

May 19, 2021

Study Start

June 16, 2021

Primary Completion (Estimated)

November 1, 2026

Study Completion (Estimated)

May 1, 2028

Last Updated

April 24, 2026

Record last verified: 2026-04

Data Sharing

IPD Sharing
Will share

The Dana-Farber / Harvard Cancer Center encourages and supports the responsible and ethical sharing of data from clinical trials. De-identified participant data from the final research dataset used in the published manuscript may only be shared under the terms of a Data Use Agreement. Requests may be directed to: \[contact information for Sponsor Investigator or designee\]. The protocol and statistical analysis plan will be made available on Clinicaltrials.gov only as required by federal regulation or as a condition of awards and agreements supporting the research.

Shared Documents
STUDY PROTOCOL, SAP, ICF
Time Frame
Data can be shared no earlier than 1 year following the date of publication
Access Criteria
Contact the Belfer Office for Dana-Farber Innovations (BODFI) at innovation@dfci.harvard.edu

Locations