Multiple Ascending Dose Phase 1 Study of ALA-3000

NCT06965569 | Completed Phase 1 FDA Drug

• 1 other identifier: C1-23-P01
• Study Type: interventional
• Target: 37
• Locations: 1 country
• Sites: 4

Brief Summary

This is a randomized, double-blind, placebo-controlled, multiple-dose study of ALA-3000 designed to evaluate the safety, tolerability, pharmacokinetics and preliminary efficacy in subjects with treatment-resistant depression (TRD).

Conditions

Treatment Resistant Depression

Outcome Measures

Primary Outcomes (19)

• Incidence of treatment-related adverse events (AEs)

  Baseline (prior to dosing) through the End of Study (Day 36)/Early termination or Follow up visit

• Incidence of abnormal orthostatic blood pressure

  Baseline (prior to dosing) through the End of Study (Day 36)/Early termination or Follow up visit

• Incidence of abnormal heart rate

  Heart rate is measured as pulse

  Baseline (prior to dosing) through the End of Study (Day 36)/Early termination or Follow up visit

• Incidence of abnormal blood oxygen saturation (pulse oximetry)

  Pulse oximetry will be monitored continuously for 24 hours post injection to assess for any signs/symptoms of respiratory depression.

  Baseline (prior to dosing) through the End of Study (Day 36)/Early termination or Follow up visit

• Incidence of abnormal respiratory rate

  Baseline (prior to dosing) through the End of Study (Day 36)/Early termination or Follow up visit

• Incidence of abnormal body temperature

  Baseline (prior to dosing) through the End of Study (Day 36)/Early termination or Follow up visit

• Incidence of abnormal 12-lead electrocardiogram (ECG) parameters

  Subjects should rest in a supine position for at least 5 minutes before ECG collection and should refrain from talking or moving arms or legs. ECG parameters including PR interval, QRS interval, QT interval, QTc interval, QTcF interval, RR interval will be assessed.

  Baseline (prior to dosing) through the End of Study (Day 36)/Early termination or Follow up visit

• Incidence of abnormal hematologic findings

  Hemoglobin, hematocrit, platelet count, red blood cell (RBC) count, and white Blood Cell (WBC) count by hematologic examination

  Baseline (prior to dosing) through the End of Study (Day 36)/Early termination or Follow up visit

• Incidence of abnormal serum chemistry test result

  Serum levels of alanine aminotransferase (ALT), aspartate aminotransferase (AST), blood urea nitrogen (BUN), calcium, creatinine, chloride, creatine phosphokinase (CPK), gamma-glutamyl transferase (GGT), glucose (non-fasting), phosphate, potassium, sodium, total bilirubin, total cholesterol, total protein, bicarbonate, albumin will be assessed.

  Baseline (prior to dosing) through the End of Study (Day 36)/Early termination or Follow up visit

• Incidence of abnormal urine test result

  The appearance, pH, and specific gravity of urine, and the amount/presence of protein, glucose, ketones, bilirubin, blood, nitrites, leukocytes, urobilinogen, red blood cells, white blood cells, epithelia cells, crytals, casts, and bacteria will be assessed.

  Baseline (prior to dosing) through the End of Study (Day 36)/Early termination or Follow up visit

• Incidence of abnormal urine cytologic findings

  Urine cytology is a test to examine if the subject's urine contains abnormal cells. The subject will collect their urine samples once a day in sterile containers at clinical site for 3 consecutive days while screening (baseline) and at the end of study.

  Baseline (prior to dosing) and the End of Study (Day 36) visit

• Incidence and severity of dissociative symptoms assessed by Clinician Administered Dissociative States Scale (CADSS)

  CADSS is a questionnaire designed to assess dissociative symptoms. CADSS consists of 23 questions with 5-points scale, where 0 = not at all and 4 = extremely. Higher scores represent a more severe condition.

  Baseline (prior to dosing) through the End of Study (Day 36)

• Incidence and severity of treatment-emergent sedation assessed by Modified Observer's Assessment of Alertness/ Sedation (MOAA/S)

  MOAA/S is a 6-point ordinal scale used to measure treatment-emergent sedation. The scores range from 0 (no response to painful stimulus) to 5 (response readily to name spoken in normal tone).

  Baseline (prior to dosing) through the End of Study (Day 36)

• Incidence and severity of potential withdrawal symptoms assessed by Physician Withdrawal Checklist; 20-item (PWC-20)

  PWC-20 is a 20-item simple and accurate method to assess potential withdrawal symptoms following cessation of IP treatment. PWC-20 consists of 20 questions with 4-points scale, where 0 = not present and 4 = severe. Higher scores represent a more severe condition.

  Two weeks after last investigational product administration and through the End of Study (Day 36)/Early termination or Follow up visit

• Incidence and severity of suicide ideation assessed by Columbia Suicide Severity Rating Scale (C-SSRS)

  C-SSRS is a self-report suicidal ideation rating scale. The scale identifies behaviors and thoughts that are associated with an increased risk of suicidal actions in the future. C-SSRS involes suicide ideation, intensity of ideation, suicidal behavior, and actual attempts.

  Baseline (prior to dosing) and through the End of Study (Day 36)/Early termination or Follow up visit

• Incidence and severity of four-item positive symptom subscale of the Brief Psychiatric Rating Scale (BPRS+)

  The Brief Psychiatric Rating Scale (BPRS) is an 18-item rating scale which is used to assess potential treatment-emergent psychotic symptoms. The scores range from 0 (not assessed) to 7 (extremely severe). The higher score represents a worse outcome. Only the four-item positive symptom subscale (BPRS+) will be used in the study to assess treatment-emergent psychotic symptoms. BPRS+ consists of suspiciousness, hallucinations, unusual thought content, and conceptual disorganization.

  Baseline (prior to dosing) and through the End of Study (Day 36)/Early termination

• Injection site tolerability based on injection site grading scale

  Injection site grading scale consists of 5 items including assessment on pain, tenderness, induration, erythema/redness, and swelling. Each item will be scaled from Grade 0 (None) to Grade 4 (potentially life threatening). The evaluation will be performed by the investigator or trained designee who will be a qualified healthcare professional.

  At the time of injection and through the End of Study (Day 36)/Early termination or Follow up visit

• Injection site tolerability based on injection site pain visual analog scale (VAS)

  Injection site pain will be assessed by the subject with a 100 mm VAS scale ranging from 0 to 100, where 0 represents "no pain" and 100 represents "maximum pain". The evaluation will be performed by the investigator or trained designee who will be a qualified healthcare professional.

  At the time of injection and through the End of Study (Day 36)/Early termination or Follow up visit

• Injection site tolerability based on injection site evaluation for potential reactions and evidence of removal

  The local injection site will be evaluated for potential reactions and evidence of removal. The evaluation will be performed by the investigator or trained designee who will be a qualified healthcare professional.

  At the time of injection and through the End of Study (Day 36)/Early termination or Follow up visit

Secondary Outcomes (4)

• Cmax for each dosing

  Up to 28 days post last dose

• Tmax for each dosing

  Up to 28 days post last dose

• AUCs for each dosing

  Up to 28 days post last dosing

• t1/2

  Up to 28 days post last dosing

Other Outcomes (6)

• Change from baseline in Montgomery Asberg Depression Rating Scale (MADRS) total score

  Baseline (prior to dosing) through the End of Study (Day 36)/Early termination or Follow up visit

• Clinical Global Impression - Severity (CGI-S)

  Baseline (prior to dosing) through the End of Study (Day 36)/Early termination or Follow up visit

• Clinical Global Impression - Improvement (CGI-I)

  Since 2 hours post injection through the End of Study (Day 36)/Early termination or Follow up visit

Study Arms (2)

Cohort 1

EXPERIMENTAL

Subjects received two subcutaneous injections of "low-dose" ALA-3000 or matching volume of Placebo on Day 1 and Day 8. During the treatment period, all subjects will receive a newly initiated open-label oral antidepressants daily.

Drug: ALA-3000; Drug: Placebo; Drug: escitalopram, sertraline, duloxetine or venlafaxine XR

Cohort 2

EXPERIMENTAL

Subjects received two subcutaneous injections of "high-dose" ALA-3000 or matching volume of Placebo on Day 1 and Day 8. During the treatment period, all subjects will receive a newly initiated open-label oral antidepressants daily.

Drug: ALA-3000; Drug: Placebo; Drug: escitalopram, sertraline, duloxetine or venlafaxine XR

Interventions

ALA-3000 DRUG

Subcutaneous injection

Cohort 1; Cohort 2

Placebo DRUG

Subcutaneous injection

Cohort 1; Cohort 2

escitalopram, sertraline, duloxetine or venlafaxine XR DRUG

Newly initiated oral AD selected from SSRI (escitalopram or sertraline) or SNRI (duloxetine or venlafaxine XR) will be given daily

Cohort 1; Cohort 2

Eligibility Criteria

• Age: 18 Years - 65 Years
• Sex: all
• Healthy Volunteers: No
• Age Groups: Adult (18-64), Older Adult (65+)

You may qualify if:

• Male or female subject aged between 18 and 65 at screening visit and is able to provide informed consent prior to initiation of any study related procedures.
• At screening visit, subjects meet Diagnostic and Statistical Manual of Mental Disorders-fifth edition (DSM-5) criteria for single-episode major depressive disorder (MDD) or recurrent MDD, without psychotic features, based upon clinical assessment and confirmed by the Mini International Neuropsychiatric Interview (MINI).
• Subject is medically stable on basis of physical examination, medical history, vital signs (blood pressure, pulse rate, respiration rate, blood oxygen saturation, and temperature), clinical laboratory tests, and 12-lead ECG performed at screening visit, and/or prior to SC administration on Day 1. Subjects with abnormalities that are judged to be not clinically significant (NCS) at the discretion of the investigator may be included. This determination must be recorded in the subject's source documents and initialed by the investigator.
• At screening visit, subjects must have insufficient response to at least 2 oral AD treatments, at least one of which is in the current episode of depression. Massachusetts General Hospital Antidepressant Treatment Response Questionnaire (MGH-ATRQ) will be used to assess AD treatment response during the current episode; prior medication history (e.g., medical/pharmacy/prescription records or a letter from a treating physician, etc.) will be used to determine AD treatment response in prior episode(s). If the subject's current episode of depression is \> 2 years, the upper limit of duration for assessing treatment response is applicable to only the last 2 years.
• Subject has a MADRS total score of ≥ 22 at screening.
• Male and female subjects of childbearing potential must be willing to use a reliable method of contraception (e.g., total abstinence, condom and spermicide, intrauterine device \[IUD\], oral contraception which has been stable for 30 days) during the entire trial and at least 4 months after stopping the investigational product.
• Female subjects of childbearing potential must have a negative serum β-human chorionic gonadotropin (β-hCG) at screening visit and a negative urine pregnancy test prior to SC administration on Day 1.
• Male and female subjects must agree not to donate sperm or eggs (ova, oocytes) during the study and for at least 3 months after receiving the investigational drug.
• Agree to adhere to the prohibitions and restrictions specified in this protocol.

You may not qualify if:

• Subject has a history of, or current signs and symptoms of, liver or renal insufficiency; significant cardiac, vascular, pulmonary, gastrointestinal, endocrine, neurologic, hematologic, rheumatologic, metabolic disturbances, or fibromyalgia.
• Subject has uncontrolled hypertension despite diet, exercise or a stable dose of a permitted anti-hypertensive treatment at screening visit, or prior to SC administration on Day 1 (defined as a supine SBP \> 140 mmHg or DBP \> 90 mmHg); or any past history of hypertensive crisis.
• Subject has aspartate aminotransferase (AST) or alanine aminotransferase (ALT) ≥ 2 × the upper limit of normal (ULN) or total bilirubin \> 1.5 × ULN.
• Subjects with history of or current DSM-5 diagnosis of psychotic disorder, or MDD with psychotic features, post-traumatic stress disorder (PTSD), bipolar or related disorders (confirmed by MINI), obsessive compulsive disorder (current only), intellectual disability (DSM-5 diagnostic codes 317, 318.0, 318.1, 318.2, 315.8, and 319), autism spectrum disorder, borderline personality disorder, antisocial personality disorder, histrionic personality disorder, or narcissistic personality disorder.
• Subject has suicidal ideation with intent to act within 6 months prior to screening visit or Study Day 1 (predose) based on investigator's discretion or C-SSRS, or has a history of suicidal behavior within the past year as assessed on the C-SSRS; or subject has homicidal ideation/intent at screening visit or on Day 1.
• Subject had previously no treatment response to ketamine, S-ketamine, R-ketamine, all of the available AD treatment options in the double-blind phase (based on MGH-ATRQ), or an adequate course of electroconvulsive therapy (defined as at least 7 treatments with unilateral/bilateral electroconvulsive therapy \[ECT\]), in the current major depressive episode according to clinical judgment.
• Subject has a score of ≥ 5 on the STOP-Bang questionnaire, in which case obstructive sleep apnea must be ruled out (e.g., apnea-hypopnea index \[AHI\] must be \< 30). A subject with obstructive sleep apnea can be included if he or she is using a positive airway pressure device or other treatment/therapy that is effectively treating (i.e., AHI \< 30) his or her sleep apnea.
• Subjects who meet DSM-5 criteria for moderate or severe substance or alcohol use disorder, except for nicotine or caffeine, within 6 months prior to screening visit.
• Subjects with positive alcohol breath test result at screening visit or predose on Day 1, or predose on Day 8.
• Subject has a history of malignancy within the 5 years prior to screening.
• Subject has known allergies, hypersensitivity, intolerance, or contraindication to ketamine, S-ketamine, R-ketamine, or excipients in the investigational drug.
• Subject has taken any prohibited therapies.
• Subjects have received an investigational drug, treatment of ketamine, S-ketamine, R-ketamine, vaccine, or used an invasive investigational medical device within 60 days before planned Study Day 1 or currently enrolled in an investigational study.
• Subjects are pregnant or lactating at screening visit or prior to the SC administration on Day 1 or planning to become pregnant during the study.
• Subject has any condition or situation/circumstance for which, in the opinion of the investigator, participation would not be in the best interest of the subject (e.g., compromise the well-being) or that could prevent, limit, or confound the protocol-specified assessments.

Sponsors & Collaborators

• Alar Pharmaceuticals Inc.: lead

Study Sites (4)

Pillar Clinical Research

Little Rock, Arkansas, 72204, United States

Location

Arch Clinical Trials

St Louis, Missouri, 63141, United States

Location

Clinilabs Drug Development Corporation

Eatontown, New Jersey, 07724, United States

Location

Neuro-Behavioral Clinical Research, Inc

North Canton, Ohio, 44720, United States

Location

MeSH Terms

Conditions

Depressive Disorder, Treatment-Resistant

Interventions

Escitalopram; Sertraline; Duloxetine Hydrochloride

Condition Hierarchy (Ancestors)

Depressive Disorder; Mood Disorders; Mental Disorders

Intervention Hierarchy (Ancestors)

Propylamines; Amines; Organic Chemicals; Nitriles; Benzofurans; Heterocyclic Compounds, 2-Ring; Heterocyclic Compounds, Fused-Ring; Heterocyclic Compounds; 1-Naphthylamine; Naphthalenes; Polycyclic Aromatic Hydrocarbons; Hydrocarbons, Aromatic; Hydrocarbons, Cyclic; Hydrocarbons; Polycyclic Compounds; Thiophenes; Sulfur Compounds; Heterocyclic Compounds, 1-Ring

Study Design

• Study Type: interventional
• Phase: phase 1
• Allocation: RANDOMIZED
• Masking: QUADRUPLE
• Who Masked: PARTICIPANT, CARE PROVIDER, INVESTIGATOR, OUTCOMES ASSESSOR
• Purpose: TREATMENT
• Intervention Model: PARALLEL
• Sponsor Type: INDUSTRY
• Responsible Party: SPONSOR

Study Record Dates

• First Submitted: April 22, 2025
• First Posted: May 11, 2025
• Study Start: April 21, 2025
• Primary Completion: December 30, 2025
• Study Completion: December 30, 2025
• Last Updated: December 31, 2025

Record last verified: 2025-12

Locations

US (4)