NCT02564315

Brief Summary

Relapse after a serious quit attempt occurs in 70-90% of smokers who try to quit smoking. This study utilizes a sequential, multiple assignment, randomized trial (SMART) design - - an innovative multi-phase approach - - to test post-relapse treatments designed to assist smokers to make a new, successful quit attempt. This study will test Relapse Recovery (RR) treatments that are applied at two stages following relapse: 1) RR Preparation Phase treatments for smokers who relapse after an initial quit attempt, and 2) RR Cessation Phase treatments for relapsed smokers who decide to make a new quit attempt. Smokers motivated to quit smoking will make an initial quit attempt in the Quit Phase (cessation medication + counseling). Participants who relapse will be randomized to one of three RR Preparation Phase treatments (Behavioral \[Smoking\] Reduction Counseling + the Nicotine Mini-Lozenge; Recycling Counseling that encourages participants to quit again as soon as possible; and Preparation Phase Control). RR Preparation Phase participants (other than controls) who elect to try a new quit attempt will be randomized to one of four RR Cessation Phase treatments based on a 2X2 fully-crossed factorial design testing two factors: Supportive Counseling (vs. Brief Information) and Skill Training (vs. Brief Information). All RR Cessation Phase participants will receive 8 weeks of combination nicotine replacement therapy (nicotine patch + nicotine mini-lozenge). The investigators hypothesize that RR Preparation Phase Reduction treatment will significantly increase long-term abstinence rates relative to the Preparation Phase Control condition.

Trial Health

87
On Track

Trial Health Score

Automated assessment based on enrollment pace, timeline, and geographic reach

Enrollment
1,154

participants targeted

Target at P75+ for phase_4

Timeline
Completed

Started Oct 2015

Longer than P75 for phase_4

Geographic Reach
1 country

1 active site

Status
completed

Health score is calculated from publicly available data and should be used for screening purposes only.

Trial Relationships

Click on a node to explore related trials.

Study Timeline

Key milestones and dates

First Submitted

Initial submission to the registry

September 29, 2015

Completed
1 day until next milestone

First Posted

Study publicly available on registry

September 30, 2015

Completed
1 month until next milestone

Study Start

First participant enrolled

October 30, 2015

Completed
4 years until next milestone

Primary Completion

Last participant's last visit for primary outcome

November 5, 2019

Completed
Same day until next milestone

Study Completion

Last participant's last visit for all outcomes

November 5, 2019

Completed
Last Updated

February 17, 2020

Status Verified

February 1, 2020

Enrollment Period

4 years

First QC Date

September 29, 2015

Last Update Submit

February 12, 2020

Conditions

Keywords

SmokingCessationTobaccoRelapse

Outcome Measures

Primary Outcomes (1)

  • Biochemically-confirmed 7-Day Point Prevalence Abstinence

    Participants who self-report no smoking for the past 7 days at the assessment endpoint (14 months post-randomization to Phase 2 Preparation treatment) and who provide an exhaled breath sample for carbon monoxide testing with a concentration no higher than 5 parts per million will be considered to meet criteria for Biochemically-confirmed 7-Day Point Prevalence Abstinence. Participants who do not meet these criteria will be considered to be relapsed (smoking).

    14 Months after randomization to Phase 2 Preparation treatment

Secondary Outcomes (1)

  • Self-Reported 7-Day Point Prevalence Abstinence

    26 Weeks after randomization to the Phase 3 Cessation treatment

Study Arms (9)

Reduction/Supportive+Skill Counseling

ACTIVE COMPARATOR

This arm includes Phase 2 (Preparation) Reduction Treatment and Phase 3 (Cessation) Supportive Counseling and Skill Training Counseling. More specifically, treatments include the following: Phase 2: Nicotine Mini-Lozenge for 11 Months; Preparation Phase Behavioral Reduction Counseling; Phase 3: Cessation Phase Supportive Counseling; Cessation Phase Skill Training Counseling; Cessation Phase Nicotine Patch + Nicotine Mini-Lozenge

Drug: Nicotine Mini-Lozenge for 11 MonthsBehavioral: Preparation Phase Behavioral Reduction CounselingBehavioral: Cessation Phase Supportive CounselingBehavioral: Cessation Phase Skill Training CounselingDrug: Cessation Phase Nicotine Patch + Nicotine Mini-Lozenge

Reduction/Supportive Counsel+Brief Info

ACTIVE COMPARATOR

This arm includes Phase 2 (Preparation) Reduction Treatment and Phase 3 (Cessation) Supportive Counseling and Brief Information. More specifically, treatments include the following: Phase 2: Nicotine Mini-Lozenge for 11 Months; Preparation Phase Behavioral Reduction Counseling; Phase 3: Cessation Phase Supportive Counseling; Cessation Phase Brief Information; Cessation Phase Nicotine Patch + Nicotine Mini-Lozenge

Drug: Nicotine Mini-Lozenge for 11 MonthsBehavioral: Preparation Phase Behavioral Reduction CounselingBehavioral: Cessation Phase Supportive CounselingBehavioral: Cessation Phase Brief InformationDrug: Cessation Phase Nicotine Patch + Nicotine Mini-Lozenge

Reduction/Skill Counseling+Brief Info

ACTIVE COMPARATOR

This arm includes Phase 2 (Preparation) Reduction Treatment and Phase 3 (Cessation) Skill Training Counseling and Brief Information. More specifically, treatments include the following: Phase 2: Nicotine Mini-Lozenge for 11 Months; Preparation Phase Behavioral Reduction Counseling; Phase 3: Cessation Phase Skill Training Counseling; Cessation Phase Brief Information; Cessation Phase Nicotine Patch + Nicotine Mini-Lozenge

Drug: Nicotine Mini-Lozenge for 11 MonthsBehavioral: Preparation Phase Behavioral Reduction CounselingBehavioral: Cessation Phase Skill Training CounselingBehavioral: Cessation Phase Brief InformationDrug: Cessation Phase Nicotine Patch + Nicotine Mini-Lozenge

Reduction/Brief Info+Brief Info

ACTIVE COMPARATOR

This arm includes Phase 2 (Preparation) Reduction Treatment and Phase 3 (Cessation) Brief Information. More specifically, treatments include the following: Phase 2: Nicotine Mini-Lozenge for 11 Months; Preparation Phase Behavioral Reduction Counseling; Phase 3: Cessation Phase Brief Information; Cessation Phase Nicotine Patch + Nicotine Mini-Lozenge

Drug: Nicotine Mini-Lozenge for 11 MonthsBehavioral: Preparation Phase Behavioral Reduction CounselingBehavioral: Cessation Phase Brief InformationDrug: Cessation Phase Nicotine Patch + Nicotine Mini-Lozenge

Recycling/Supportive+Skill Counseling

ACTIVE COMPARATOR

This arm includes Phase 2 (Preparation) Recycling Treatment and Phase 3 (Cessation) Supportive Counseling and Skill Training Counseling. More specifically, treatments include the following: Phase 2: Preparation Phase Recycling Counseling; Phase 3: Cessation Phase Supportive Counseling; Cessation Phase Skill Training Counseling; Cessation Phase Nicotine Patch + Nicotine Mini-Lozenge

Behavioral: Preparation Phase Recycling CounselingBehavioral: Cessation Phase Supportive CounselingBehavioral: Cessation Phase Skill Training CounselingDrug: Cessation Phase Nicotine Patch + Nicotine Mini-Lozenge

Recycling/Supportive Counsel+Brief Info

ACTIVE COMPARATOR

This arm includes Phase 2 (Preparation) Recycling Treatment and Phase 3 (Cessation) Supportive Counseling and Brief Information. More specifically, treatments include the following: Phase 2: Preparation Phase Recycling Counseling; Phase 3: Cessation Phase Supportive Counseling; Cessation Phase Brief Information; Cessation Phase Nicotine Patch + Nicotine Mini-Lozenge

Behavioral: Preparation Phase Recycling CounselingBehavioral: Cessation Phase Supportive CounselingBehavioral: Cessation Phase Brief InformationDrug: Cessation Phase Nicotine Patch + Nicotine Mini-Lozenge

Recycling/Skill Counsel+Brief Info

ACTIVE COMPARATOR

This arm includes Phase 2 (Preparation) Recycling Treatment and Phase 3 (Cessation) Skill Training Counseling and Brief Information. More specifically, treatments include the following: Phase 2: Preparation Phase Recycling Counseling; Phase 3: Cessation Phase Skill Training Counseling; Cessation Phase Brief Information; Cessation Phase Nicotine Patch + Nicotine Mini-Lozenge

Behavioral: Preparation Phase Recycling CounselingBehavioral: Cessation Phase Skill Training CounselingBehavioral: Cessation Phase Brief InformationDrug: Cessation Phase Nicotine Patch + Nicotine Mini-Lozenge

Recycling/Brief Info+Brief Info

ACTIVE COMPARATOR

This arm includes Phase 2 (Preparation) Recycling Treatment and Phase 3 (Cessation) Brief Information. More specifically, treatments include the following: Phase 2: Preparation Phase Recycling Counseling; Phase 3: Cessation Phase Brief Information; Cessation Phase Nicotine Patch + Nicotine Mini-Lozenge

Behavioral: Preparation Phase Recycling CounselingBehavioral: Cessation Phase Brief InformationDrug: Cessation Phase Nicotine Patch + Nicotine Mini-Lozenge

Preparation Phase Control/No Phase 3

PLACEBO COMPARATOR

This arm includes Phase 2 (Preparation) Control Treatment and No Phase 3 (Cessation) Treatment. More specifically, treatments include the following: Phase 2: Preparation Phase Control Treatment Phase 3: No Treatment

Behavioral: Preparation Phase Control Treatment

Interventions

Participants receive up to 11 months of Nicotine Mini-Lozenges as part of this treatment (dosing based on their nicotine dependence as measured when they started the study: 4 mg if they smoked within 30 minutes of waking and 2 mg if they smoked more than 30 minutes after waking, as per the package insert), along with instructions for use.

Also known as: Nicotine Mini-Lozenge
Reduction/Brief Info+Brief InfoReduction/Skill Counseling+Brief InfoReduction/Supportive Counsel+Brief InfoReduction/Supportive+Skill Counseling

Participants randomized to receive this treatment receive manual-based counseling calls and visits over the course of 11 months. The ultimate goal will be smoking that is reduced in amount and location. Case managers and participants will collaboratively identify a set of steps to progressively reduce smoking. The primary vehicles for change are to encourage substitution of the nicotine mini-lozenge for cigarettes and to reduce the contexts in which smoking occurs. Counseling will counter post-lapse demoralization by emphasizing participants' progress, the value of smoking reduction as a transitional goal, and the critical value of ongoing treatment engagement. Evidence of progress in reduction of smoking, and smoking contexts will be used to build self-efficacy.

Also known as: Phase 2 Reduction Counseling
Reduction/Brief Info+Brief InfoReduction/Skill Counseling+Brief InfoReduction/Supportive Counsel+Brief InfoReduction/Supportive+Skill Counseling

Participants randomized to receive this treatment condition will be encouraged to commit to a new quit date as soon as they feel ready. In the counseling sessions, participants will be encouraged to discuss reasons for and concerns about quitting as well as barriers to setting a quit date.

Also known as: Phase 2 Recycling Counseling
Recycling/Brief Info+Brief InfoRecycling/Skill Counsel+Brief InfoRecycling/Supportive Counsel+Brief InfoRecycling/Supportive+Skill Counseling

Participants randomly assigned to the Preparation Phase Control Treatment condition will continue to receive the Initial Cessation usual care treatment (8 weeks of nicotine patch; two coaching sessions), but will also be told that they can receive additional treatment at no cost from the Wisconsin Tobacco Quitline (WTQL).

Also known as: Phase 2 Control Treatment
Preparation Phase Control/No Phase 3

Supportive Counseling will be consistent with the Public Health Service (PHS) Clinical Practice Guideline (Fiore et al., 2008) and will involve encouragement, a focus on short-term goals, discussion of participant values (what the participant feels would be good and healthy for them in the long run) and how these values are congruent with cessation, emphasis on the patient and the counselor being a team, encouragement for the participant to generate a quitting strategy with the message that smokers often have a good sense of what will work for them, and prompts for the participant to explore his/her feelings about quitting and feelings of optimism and concern (i.e., to use the counselor as a sounding board).

Also known as: Phase 3 Supportive Counseling
Recycling/Supportive Counsel+Brief InfoRecycling/Supportive+Skill CounselingReduction/Supportive Counsel+Brief InfoReduction/Supportive+Skill Counseling

Skill training Counseling will: 1) carefully assess smoking cue contexts and opportunities to smoke, to identify problems encountered in the prior quit attempt; 2) develop specific plans for avoiding such contexts and identify skills for coping with them; 3) develop plans for negotiating with others who smoke; 4) develop lifestyle changes to reduce future smoking opportunities and contexts; and 5) assign homework and assess execution of assigned skills. Participants will receive coping menus that provide personalized coping/avoidance options and "coping reports" that assess coping execution over time and troublesome contexts and cues around which counseling will be focused. There will be praise for any progress and a collaborative determination of barriers to skill execution.

Also known as: Phase 3 Skill Training Counseling
Recycling/Skill Counsel+Brief InfoRecycling/Supportive+Skill CounselingReduction/Skill Counseling+Brief InfoReduction/Supportive+Skill Counseling

Participants randomized to receive Brief Information will receive brief (generic) information about the importance of taking the cessation medication, how to use the medication, information about side effects/safety, and what to do in case of problems, and will also be given encouragement to quit smoking.

Also known as: Phase 3 Brief Information
Recycling/Brief Info+Brief InfoRecycling/Skill Counsel+Brief InfoRecycling/Supportive Counsel+Brief InfoReduction/Brief Info+Brief InfoReduction/Skill Counseling+Brief InfoReduction/Supportive Counsel+Brief Info

All participants will receive 8-weeks of combination NRT (nicotine patch + nicotine mini-lozenge). Nicotine patch dosing will be based on current cigarettes smoked per day, per package insert: for those who currently smoke \>10 cigs/day=4 weeks of 21 mg, 2 weeks of 14 mg, and 2 weeks of 7 mg nicotine patches, along with nicotine mini-lozenges; for those who currently smoke \<=10 cigs/day=6 weeks of 14 mg and 2 weeks of 7 mg nicotine patches along with mini-lozenges. Mini-lozenge dosing will be based on how soon participants currently smoke after waking before their initial quit attempt and will be consistent with the package insert (4 mg for participants who smoke within 30 minutes of waking and 2 mg for participants smoke more than 30 minutes after waking).

Also known as: Cessation Phase Combination NRT
Recycling/Brief Info+Brief InfoRecycling/Skill Counsel+Brief InfoRecycling/Supportive Counsel+Brief InfoRecycling/Supportive+Skill CounselingReduction/Brief Info+Brief InfoReduction/Skill Counseling+Brief InfoReduction/Supportive Counsel+Brief InfoReduction/Supportive+Skill Counseling

Eligibility Criteria

Age18 Years+
Sexall
Healthy VolunteersNo
Age GroupsAdult (18-64), Older Adult (65+)

You may qualify if:

  • age \>=18 years,
  • smoking \>4 cigarettes/day for the previous 6 months,
  • able to read, write, and speak English,
  • have reliable phone access and agree to respond to Interactive Voice Response (IVR) phone prompts, and
  • if currently using NRT, agreeing to use only study medication for the duration of the study, we will not exclude participants based on their prior use of cessation medication or if they use multiple tobacco products in order to enhance real-world generalization (these will be statistically controlled in analyses),
  • motivation to quit smoking, and
  • planning to remain in the intervention catchment area for at least 2 years and 2 months, .

You may not qualify if:

  • Currently taking bupropion or varenicline,
  • unwillingness to cease other forms of nicotine replacement or Chantix (also called Varenicline),
  • medical contraindications to using NRT including hospitalized (for at least one night) for a stroke, heart attack, congestive heart failure or diabetes in the last 4 weeks, history of a serious skin or allergic reaction to using the Nicotine patch,
  • diagnosis of or treatment for schizophrenia, a psychotic disorder or bipolar disorder in the last 10 years and,
  • if the participant is a woman of childbearing potential, being pregnant or intending to becoming pregnant or unwillingness to use an approved method of birth control during treatment.

Contact the study team to confirm eligibility.

Sponsors & Collaborators

Study Sites (1)

University of Wisconsin Center for Tobacco Research and Intervention, School of Medicine and Public Health

Madison, Wisconsin, 53711-2027, United States

Location

Related Publications (1)

  • Schlam TR, Baker TB, Piper ME, Cook JW, Smith SS, Zwaga D, Jorenby DE, Almirall D, Bolt DM, Collins LM, Mermelstein R, Fiore MC. What to do after smoking relapse? A sequential multiple assignment randomized trial of chronic care smoking treatments. Addiction. 2024 May;119(5):898-914. doi: 10.1111/add.16428. Epub 2024 Jan 28.

Related Links

MeSH Terms

Conditions

Smoking CessationSmokingRecurrence

Condition Hierarchy (Ancestors)

Health BehaviorBehaviorDisease AttributesPathologic ProcessesPathological Conditions, Signs and Symptoms

Study Officials

  • Tanya Schlam, PhD

    University of Wisconsin, Madison

    STUDY DIRECTOR

Study Design

Study Type
interventional
Phase
phase 4
Allocation
RANDOMIZED
Masking
NONE
Purpose
TREATMENT
Intervention Model
PARALLEL
Sponsor Type
OTHER
Responsible Party
SPONSOR

Study Record Dates

First Submitted

September 29, 2015

First Posted

September 30, 2015

Study Start

October 30, 2015

Primary Completion

November 5, 2019

Study Completion

November 5, 2019

Last Updated

February 17, 2020

Record last verified: 2020-02

Data Sharing

IPD Sharing
Will share

We will make the final de-identifed datasets available in standard file formats by request from other researchers in a timely manner (no later than the acceptance for publication of the main findings from the final dataset).

Shared Documents
STUDY PROTOCOL, SAP, ICF
Time Frame
After publication of the main findings.
Access Criteria
Approval of a data request by the investigators.

Locations