NCT06744244

Brief Summary

Neonatal asphyxia remains a leading cause of neurodevelopmental disabilities despite advancements in perinatal care. Hypoxic-ischemic encephalopathy (HIE), a severe outcome of asphyxia, impacts 1-3 infants per 1,000 live births annually in industrialized nations, causing long-term neurological impairments such as cognitive dysfunction, motor deficits, and sensory impairments. Early identification of at-risk newborns is critical to initiate timely interventions and improve outcomes. Olfactory perception, crucial for newborns' adaptation to extrauterine life, involves odor identification and memory. Odor perception is known to be impaired in adults with neurological disorders and in animal models of brain injury. However, no clinical studies have assessed olfactory function in newborns with signs of asphyxia. Olfactory memory, which can be evaluated through habituation to repeated odors, may provide insights into early brain function. This study aims to evaluate whether olfactory memory can serve as an early marker of neurodevelopmental outcomes in newborns with signs of asphyxia. By assessing physiological, behavioral, and neurological responses to olfactory stimuli, the study seeks to explore the differences between infants with mild asphyxia and those with moderate-to-severe asphyxia.

Trial Health

77
On Track

Trial Health Score

Automated assessment based on enrollment pace, timeline, and geographic reach

Enrollment
30

participants targeted

Target at below P25 for all trials

Timeline
3mo left

Started Sep 2024

Geographic Reach
1 country

1 active site

Status
recruiting

Health score is calculated from publicly available data and should be used for screening purposes only.

Trial Relationships

Click on a node to explore related trials.

Study Timeline

Key milestones and dates

Study Progress88%
Sep 2024Sep 2026

Study Start

First participant enrolled

September 10, 2024

Completed
3 months until next milestone

First Submitted

Initial submission to the registry

December 6, 2024

Completed
14 days until next milestone

First Posted

Study publicly available on registry

December 20, 2024

Completed
12 days until next milestone

Primary Completion

Last participant's last visit for primary outcome

January 1, 2025

Completed
1.7 years until next milestone

Study Completion

Last participant's last visit for all outcomes

September 10, 2026

Expected
Last Updated

December 31, 2024

Status Verified

December 1, 2024

Enrollment Period

4 months

First QC Date

December 6, 2024

Last Update Submit

December 30, 2024

Conditions

Keywords

Perinatal AsphyxiaHypoxic-Ischemic EncephalopathyBiomarkersOlfactory Function

Outcome Measures

Primary Outcomes (7)

  • Autonomic Responses to Olfactory Stimulation in Asphyxiated Newborns.

    Heart Rate (HR) and Heart Rate Variability (HRV) will be continuously monitored via electrocardiography throughout the procedure and compared between the two groups. Data will be analyzed using software such as Kubios. For HRV, the following metrics will be extracted: SDNN (Standard Deviation of NN Intervals): Reflects overall HRV. RMSSD (Root Mean Square of Successive Differences): Reflects parasympathetic (vagal) activity. LF Power (Low-Frequency): Reflects both sympathetic and parasympathetic activity (0.04 - 0.15 Hz). HF Power (High-Frequency): Primarily reflects parasympathetic activity (0.15 - 0.4 Hz). LF/HF Ratio: Assesses the balance between sympathetic and parasympathetic activity, with a higher ratio indicating sympathetic dominance.

    during the Olfactory Testing

  • Breathing patterns in Asphyxiated Newborns.

    Variations in breathing patterns are assessed by the pulse oximeter that operates on the principle of light absorption, emitting red and infrared light through the skin. A photodetector measures the light absorbed by the blood, with oxygenated hemoglobin absorbing more infrared light and deoxygenated hemoglobin absorbing more red light. The ratio of light absorption at these wavelengths is used to estimate the percentage of oxygenated hemoglobin (Peripheral Oxygen Saturation - SpO2), displayed as a percentage on the device's screen. This metric provides insight into oxygenation levels in the bloodstream, which may improve due to enhanced respiratory efficiency triggered by olfactory exposure. The pulse oximeter also features a respiratory rate (RR) measurement, estimating RR by detecting changes in blood flow or pulse linked to breathing patterns.

    during the Olfactory Testing

  • Cerebral functioning in Asphyxiated Newborns.

    Amplitude EEG (aEEG) provides a continuous, real-time overview of cerebral function by measuring the brain's electrical activity. In the context of perinatal asphyxia, aEEG is used to detect abnormal brain patterns, such as reduced or absent brain activity. These patterns are reflected in the amplitude of the signal (measured in microvolts), which can indicate the severity of brain injury and help clinicians assess the extent of neurological damage.

    Within 6 to 72 hours of life

  • Changes in olfactory evoked potentials (EOPs) in Asphyxiated Newborns.

    The analysis of EOPs in response to olfactory stimuli, such as rose, vanilla, and breast milk, will be conducted using dedicated software like EEGLAB and ERPLAB (MATLAB). The analysis parameters for EOPs will include latency, amplitude, wave components, spatial distribution, duration, topography and localization, as well as habituation and adaptation. These parameters will be compared between the two groups.

    during the Olfactory Testing

  • Spectral analysis of brain oscillatory rhythms to monitor changes in global brain activity.

    Brain activity will be continuously monitored with electroencephalography (EEG) throughout the procedure using a 12-channel system and oscillatory activity across brain rhythm bands (Delta: 0.5 - 4 Hz, Theta: 4 - 8 Hz, Alpha: 8 - 12 Hz, Beta: 12 - 30 Hz, Gamma: 30 - 100 Hz) will be analyzed with dedicated software such as EEGLAB (MATLAB) in both groups.

    Within 6 to 72 hours of life

  • Changes in behavioral responsens to Olfactory Stimulation in Asphyxiated Newborns.

    Facial expressions obtained from video-recordings will be assessed by two neonatologists, who will be blinded to the odor used to obtain insight into changes in behavioral responsens. A score will be assigned on a scale of 0 to 100 (0 = extremely disgusted; 100 = extremely pleased). The neonatologists will view the video as many times as necessary to ensure the highest accuracy inscoring. The videos will be destroyed after 5 years.

    Within 6 to 72 hours of life

  • Highlight a different activation within brain areas involved in olfactory perception, memory, and learning through fMRI.

    Data from functional magnetic resonance imaging (fMRI) will be analyzed to compare the activation of regions of interest (ROIs), especially in regions such as the olfactory bulb, entorhinal cortex, hippocampus, and amygdala, between the two groups of patients during the execution of olfactory test. The parameters that will be evalueted and compared between the two groups will be: BOLD Signal (Blood Oxygenation Level Dependent), Activation Intensity (Signal Strength), Peak Activation, Time Course of Activation, Functional Connectivity and Effect Size.

    Within 6 to 72 hours of life

Secondary Outcomes (1)

  • Neurodevelopmental follow-up

    Between 12 and 18 months

Study Arms (2)

Mild Birth Asphyxia

Term newborns (37-41 weeks of gestational age) with signs of moderate asphyxia at birth (cord pH \< 7.10 and/or BE \> -12), with mild asphyxia at birth.

Diagnostic Test: Olfactory TestingDiagnostic Test: Heart rate (HR), Heart Rate Variability (HRV), Respiratory Rate (RR), peripheral oxygen saturation (SpO2)Diagnostic Test: Video-EEGDiagnostic Test: fMRIDiagnostic Test: Neurodevelopment assessment

Moderate - Severe Birth Asphyxia

Term newborns (37-41 weeks of gestational age) with signs of moderate asphyxia at birth (cord pH \< 7.10 and/or BE \> -12) with moderate asphyxia at birth, at risk of developing hypoxic-ischemic encephalopathy, who don't need hypothermia treatment and with severe asphyxia at birth, at risk of developing hypoxic-ischemic encephalopathy who don't need hypothermia treatment.

Diagnostic Test: Olfactory TestingDiagnostic Test: Heart rate (HR), Heart Rate Variability (HRV), Respiratory Rate (RR), peripheral oxygen saturation (SpO2)Diagnostic Test: Video-EEGDiagnostic Test: fMRIDiagnostic Test: Neurodevelopment assessment

Interventions

Olfactory TestingDIAGNOSTIC_TEST

Olfactory Test: Odor stimuli will be administered using a custom-designed olfactometer, developed by engineers specifically for this study. The olfactometer will release different odorants (maternal breast milk, vanilla essential oil, rose essential oil, and water as a control) in a controlled way. Each odor will be presented between 6 and 72 hours of life for 10 seconds (On), followed by a 50-second pause (Off) for a total of 15 cycles (On-Off). A new odor will be presented 5 minutes after the previous one. The first olfactory test will be conducted during the Video-EEG recording, and the second one will take place during the fMRI acquisition.

Mild Birth AsphyxiaModerate - Severe Birth Asphyxia

Simultaneously with the presentation of odors, heart rate (HR), heart rate variability (HRV), respiratory rate (RR), and peripheral oxygen saturation (SpO2) will be monitored and recorded. The onset of the odor will be recorded using a manual timer.

Mild Birth AsphyxiaModerate - Severe Birth Asphyxia
Video-EEGDIAGNOSTIC_TEST

The infant's Video-EEG, as per guidelines following perinatal asphyxia, will be recorded for approximately 2 hours, including the period preceding odor administration (baseline).

Mild Birth AsphyxiaModerate - Severe Birth Asphyxia
fMRIDIAGNOSTIC_TEST

Newborns will undergo an fMRI, as part of routine clinical practice, to identify any brain injury, its extent, and the structures involved. The use of a custom-built fMRI compatible olfactometer will facilitate these studies.

Mild Birth AsphyxiaModerate - Severe Birth Asphyxia

Between 12 and 18 months, the infants will undergo neurodevelopmental follow-up, during which the Bayley III assessment will be administered to evaluate any potential neurocognitive deficits.

Mild Birth AsphyxiaModerate - Severe Birth Asphyxia

Eligibility Criteria

Age6 Hours - 72 Hours
Sexall
Healthy VolunteersNo
Age GroupsChild (0-17)
Sampling MethodProbability Sample
Study Population

Newborns with signs of mild asphyxia and newborns with signs of moderate-severe asphyxia at high risk for hypoxic-ischemic encephalopathy and brain damage.

You may qualify if:

  • Term newborns (37-41 weeks of gestational age) with signs of asphyxia at birth (cord pH \< 7.10 and/or BE \> -12).
  • Maternal age \> 18 years.
  • No medication use during pregnancy (e.g., antipsychotics, antidepressants, sedatives, anticonvulsants, anxiolytics).
  • Absence of maternal infections.
  • Apgar score \< 5 at 10 minutes of life.
  • Newborns with mild asphyxia at birth.
  • Newborns with moderate asphyxia at birth, at risk of developing hypoxic-ischemic encephalopathy, who don't need hypothermia treatment.
  • Newborns with severe asphyxia at birth, at risk of developing hypoxic-ischemic encephalopathy who don't need hypothermia treatment.

You may not qualify if:

  • Post-term infants (gestational age \> 42 weeks).
  • Preterm infants (gestational age \< 37 weeks).
  • Infants with genetic syndromes or congenital anomalies.
  • Infants from mothers using drugs of abuse.
  • Infants with scalp injuries or lesions.
  • Infants with microcephaly.
  • Infants who underwent therapeutic hypothermia.

Contact the study team to confirm eligibility.

Sponsors & Collaborators

Study Sites (1)

Azienda Ospedaliero-Universitaria di Parma

Parma, 43126, Italy

RECRUITING

Related Publications (26)

  • Chavez-Valdez R, Miller S, Spahic H, Vaidya D, Parkinson C, Dietrick B, Brooks S, Gerner GJ, Tekes A, Graham EM, Northington FJ, Everett AD. Therapeutic Hypothermia Modulates the Relationships Between Indicators of Severity of Neonatal Hypoxic Ischemic Encephalopathy and Serum Biomarkers. Front Neurol. 2021 Nov 2;12:748150. doi: 10.3389/fneur.2021.748150. eCollection 2021.

    PMID: 34795631BACKGROUND
  • Finder M, Boylan GB, Twomey D, Ahearne C, Murray DM, Hallberg B. Two-Year Neurodevelopmental Outcomes After Mild Hypoxic Ischemic Encephalopathy in the Era of Therapeutic Hypothermia. JAMA Pediatr. 2020 Jan 1;174(1):48-55. doi: 10.1001/jamapediatrics.2019.4011.

    PMID: 31710357BACKGROUND
  • Ambalavanan N, Shankaran S, Laptook AR, Carper BA, Das A, Carlo WA, Cotten CM, Duncan AF, Higgins RD; EUNICE KENNEDY SHRIVER NICHD NEONATAL RESEARCH NETWORK. Early Determination of Prognosis in Neonatal Moderate or Severe Hypoxic-Ischemic Encephalopathy. Pediatrics. 2021 Jun;147(6):e2020048678. doi: 10.1542/peds.2020-048678. Epub 2021 May 13.

    PMID: 33986149BACKGROUND
  • Disdier C, Stonestreet BS. Hypoxic-ischemic-related cerebrovascular changes and potential therapeutic strategies in the neonatal brain. J Neurosci Res. 2020 Jul;98(7):1468-1484. doi: 10.1002/jnr.24590. Epub 2020 Feb 14.

    PMID: 32060970BACKGROUND
  • Drobyshevsky A, Robinson AM, Derrick M, Wyrwicz AM, Ji X, Englof I, Tan S. Sensory deficits and olfactory system injury detected by novel application of MEMRI in newborn rabbit after antenatal hypoxia-ischemia. Neuroimage. 2006 Sep;32(3):1106-12. doi: 10.1016/j.neuroimage.2006.06.002. Epub 2006 Jul 24.

    PMID: 16861007BACKGROUND
  • Juliano C, Sosunov S, Niatsetskaya Z, Isler JA, Utkina-Sosunova I, Jang I, Ratner V, Ten V. Mild intermittent hypoxemia in neonatal mice causes permanent neurofunctional deficit and white matter hypomyelination. Exp Neurol. 2015 Feb;264:33-42. doi: 10.1016/j.expneurol.2014.11.010. Epub 2014 Dec 2.

    PMID: 25476492BACKGROUND
  • Schaal B, Saxton TK, Loos H, Soussignan R, Durand K. Olfaction scaffolds the developing human from neonate to adolescent and beyond. Philos Trans R Soc Lond B Biol Sci. 2020 Jun 8;375(1800):20190261. doi: 10.1098/rstb.2019.0261. Epub 2020 Apr 20.

    PMID: 32306879BACKGROUND
  • Tristao RM, Lauand L, Costa KSF, Brant LA, Fernandes GM, Costa KN, Spilski J, Lachmann T. Olfactory sensory and perceptual evaluation in newborn infants: A systematic review. Dev Psychobiol. 2021 Nov;63(7):e22201. doi: 10.1002/dev.22201.

    PMID: 34674234BACKGROUND
  • Chen X, Gao F, Lin C, Chen A, Deng J, Chen P, Lin M, Xie B, Liao Y, Gong C, Zheng X. mTOR-mediated autophagy in the hippocampus is involved in perioperative neurocognitive disorders in diabetic rats. CNS Neurosci Ther. 2022 Apr;28(4):540-553. doi: 10.1111/cns.13762. Epub 2021 Nov 16.

    PMID: 34784444BACKGROUND
  • Lan HY, Yang L, Lin CH, Hsieh KH, Chang YC, Yin T. Breastmilk as a Multisensory Intervention for Relieving Pain during Newborn Screening Procedures: A Randomized Control Trial. Int J Environ Res Public Health. 2021 Dec 10;18(24):13023. doi: 10.3390/ijerph182413023.

    PMID: 34948633BACKGROUND
  • Baudesson de Chanville A, Brevaut-Malaty V, Garbi A, Tosello B, Baumstarck K, Gire C. Analgesic Effect of Maternal Human Milk Odor on Premature Neonates: A Randomized Controlled Trial. J Hum Lact. 2017 May;33(2):300-308. doi: 10.1177/0890334417693225. Epub 2017 Mar 27.

    PMID: 28346843BACKGROUND
  • Zhang S, Su F, Li J, Chen W. The Analgesic Effects of Maternal Milk Odor on Newborns: A Meta-Analysis. Breastfeed Med. 2018 Jun;13(5):327-334. doi: 10.1089/bfm.2017.0226. Epub 2018 May 7.

    PMID: 29733222BACKGROUND
  • Doucet S, Soussignan R, Sagot P, Schaal B. The "smellscape" of mother's breast: effects of odor masking and selective unmasking on neonatal arousal, oral, and visual responses. Dev Psychobiol. 2007 Mar;49(2):129-38. doi: 10.1002/dev.20210.

    PMID: 17299785BACKGROUND
  • Schaal B, Marlier L, Soussignan R. Responsiveness to the odour of amniotic fluid in the human neonate. Biol Neonate. 1995;67(6):397-406. doi: 10.1159/000244192.

    PMID: 7578623BACKGROUND
  • Schaal B, Marlier L, Soussignan R. Olfactory function in the human fetus: evidence from selective neonatal responsiveness to the odor of amniotic fluid. Behav Neurosci. 1998 Dec;112(6):1438-49. doi: 10.1037//0735-7044.112.6.1438.

    PMID: 9926826BACKGROUND
  • Schleidt M & Genzel C, The significance of mother's perfume for infants in the first weeks of their life. Ethology and Sociobiology. 1990; 11(3); 145-154. https://doi.org/10.1016/0162-3095(90)90007-S

    BACKGROUND
  • Varendi H, Christensson K, Porter RH, Winberg J. Soothing effect of amniotic fluid smell in newborn infants. Early Hum Dev. 1998 Apr 17;51(1):47-55. doi: 10.1016/s0378-3782(97)00082-0.

    PMID: 9570031BACKGROUND
  • Soussignan R, Schaal B, Marlier L. Olfactory alliesthesia in human neonates: prandial state and stimulus familiarity modulate facial and autonomic responses to milk odors. Dev Psychobiol. 1999 Jul;35(1):3-14. doi: 10.1002/(sici)1098-2302(199907)35:13.0.co;2-f.

    PMID: 10397891BACKGROUND
  • Soussignan R, Schaal B, Marlier L, Jiang T. Facial and autonomic responses to biological and artificial olfactory stimuli in human neonates: re-examining early hedonic discrimination of odors. Physiol Behav. 1997 Oct;62(4):745-58. doi: 10.1016/s0031-9384(97)00187-x.

    PMID: 9284493BACKGROUND
  • Bersani I, Piersigilli F, Gazzolo D, Campi F, Savarese I, Dotta A, Tamborrino PP, Auriti C, Di Mambro C. Heart rate variability as possible marker of brain damage in neonates with hypoxic ischemic encephalopathy: a systematic review. Eur J Pediatr. 2021 May;180(5):1335-1345. doi: 10.1007/s00431-020-03882-3. Epub 2020 Nov 27.

    PMID: 33245400BACKGROUND
  • Murray DM, Boylan GB, Ryan CA, Connolly S. Early EEG findings in hypoxic-ischemic encephalopathy predict outcomes at 2 years. Pediatrics. 2009 Sep;124(3):e459-67. doi: 10.1542/peds.2008-2190. Epub 2009 Aug 24.

    PMID: 19706569BACKGROUND
  • Allegaert K, van de Velde M, van den Anker J. Neonatal clinical pharmacology. Paediatr Anaesth. 2014 Jan;24(1):30-8. doi: 10.1111/pan.12176. Epub 2013 Apr 26.

    PMID: 23617305BACKGROUND
  • Boylan GB, Stevenson NJ, Vanhatalo S. Monitoring neonatal seizures. Semin Fetal Neonatal Med. 2013 Aug;18(4):202-8. doi: 10.1016/j.siny.2013.04.004. Epub 2013 May 24.

    PMID: 23707519BACKGROUND
  • Shellhaas RA, Soaita AI, Clancy RR. Sensitivity of amplitude-integrated electroencephalography for neonatal seizure detection. Pediatrics. 2007 Oct;120(4):770-7. doi: 10.1542/peds.2007-0514.

    PMID: 17908764BACKGROUND
  • Elshorbagy HH, Azab AA, Kamal NM, Barseem NF, Bassiouny MM, Elsayed MA, Elkhouly TH. Value of electroencephalographic monitoring in newborns with hypoxic-ischemic encephalopathy treated with hypothermia. J Pediatr Neurosci. 2016 Oct-Dec;11(4):309-315. doi: 10.4103/1817-1745.199467.

    PMID: 28217152BACKGROUND
  • Cloherty, J. P., Eichenwald, E. C., Stark, A. R., & Hansen, A. R. (Eds.). (2016). Cloherty and Stark's Manual of Neonatal Care (8th ed.). Philadelphia, PA: Wolters Kluwer.

    BACKGROUND

MeSH Terms

Conditions

Hypoxia-Ischemia, Brain

Interventions

Heart RateRespiratory RateOxygen SaturationMagnetic Resonance Imaging

Condition Hierarchy (Ancestors)

Brain IschemiaCerebrovascular DisordersBrain DiseasesCentral Nervous System DiseasesNervous System DiseasesHypoxia, BrainVascular DiseasesCardiovascular DiseasesHypoxiaSigns and Symptoms, RespiratorySigns and SymptomsPathological Conditions, Signs and Symptoms

Intervention Hierarchy (Ancestors)

Vital SignsPhysical ExaminationDiagnostic Techniques and ProceduresDiagnosisHemodynamicsCardiovascular Physiological PhenomenaCirculatory and Respiratory Physiological PhenomenaRespirationRespiratory Physiological PhenomenaMetabolismTomographyDiagnostic Imaging

Study Officials

  • Serafina Perrone, MD, PhD

    UniversitĂ  di Parma

    PRINCIPAL INVESTIGATOR

Central Study Contacts

Serafina Perrone, MD, PhD

CONTACT

Study Design

Study Type
observational
Observational Model
CASE CONTROL
Time Perspective
PROSPECTIVE
Sponsor Type
OTHER
Responsible Party
PRINCIPAL INVESTIGATOR
PI Title
Professor

Study Record Dates

First Submitted

December 6, 2024

First Posted

December 20, 2024

Study Start

September 10, 2024

Primary Completion

January 1, 2025

Study Completion (Estimated)

September 10, 2026

Last Updated

December 31, 2024

Record last verified: 2024-12

Locations