NCT05564533

Brief Summary

Heart-Smile Training (HST) is a compassion and loving-kindness-based intensive introduction program consisting of a 3-day retreat, 4-weeks of weekly 2 hour meetings, and a 1-day final retreat. This study is a randomized controlled trial study to evaluate the effectiveness of Heart-Smile Training as compared to the passive control group on measures of neural, physiological, and clinically-relevant outcomes among individuals with symptoms of depression. Participants will be randomized to either the HST group or a waitlist control group. Both groups will complete assessments before and after HST including electroencephalography (EEG), electrocardiogram (EKG), electrodermal activity tests, and self-report surveys. All study activities except surveys will be conducted in person.

Trial Health

87
On Track

Trial Health Score

Automated assessment based on enrollment pace, timeline, and geographic reach

Enrollment
35

participants targeted

Target at below P25 for not_applicable depression

Timeline
Completed

Started Feb 2023

Geographic Reach
1 country

1 active site

Status
completed

Health score is calculated from publicly available data and should be used for screening purposes only.

Trial Relationships

Click on a node to explore related trials.

Study Timeline

Key milestones and dates

First Submitted

Initial submission to the registry

September 26, 2022

Completed
7 days until next milestone

First Posted

Study publicly available on registry

October 3, 2022

Completed
4 months until next milestone

Study Start

First participant enrolled

February 9, 2023

Completed
1.4 years until next milestone

Primary Completion

Last participant's last visit for primary outcome

July 1, 2024

Completed
3 months until next milestone

Study Completion

Last participant's last visit for all outcomes

September 30, 2024

Completed
Last Updated

July 11, 2025

Status Verified

June 1, 2025

Enrollment Period

1.4 years

First QC Date

September 26, 2022

Last Update Submit

July 8, 2025

Conditions

Outcome Measures

Primary Outcomes (1)

  • Change from Baseline heartbeat evoked potential (HEP) at 5 weeks

    HEP has been used as a marker to assess interoceptive awareness between depressed individuals and normal control (MacKinnon et al., 2013). The second primary outcome is to evaluate the effects of HST-IIP on EEG heartbeat evoked potentials (HEP) and the correlation between the pre- versus post-intervention changes in HEP amplitude and changes in depression severity.

    Up to 11 weeks

Secondary Outcomes (3)

  • Change from Baseline Gamma Band Frequency at 5 weeks

    Up to 11 weeks

  • Change from Baseline Depression (CAT-DI) at 5 weeks

    Up to 11 weeks

  • Change from Baseline High Frequency Heart Rate Variability (HF-HRV) at 5 weeks.

    Up to 11 weeks

Other Outcomes (2)

  • Change from Baseline Skin Conductance Response at 5 weeks

    Up to 11 weeks

  • Change from Baseline Clinically Relevant Psychological Data at 5 weeks

    Up to 11 weeks

Study Arms (2)

Heart-Smile Training Intensive Introductory Program (HST-IIP) Group

EXPERIMENTAL

The HST-IIP group will complete the Heart-Smile Training Intensive Introductory Program during weeks 1 through 4 of the study.

Behavioral: Heart-Smile Training Intensive Introduction Program (HST-IIP)

Waitlist Control Group

NO INTERVENTION

The waitlist arm will not complete any intervention during their time in the study. They will continue their treatment as usual without any change in their therapy session or medication. After their post study visits are complete, they will have the opportunity to participate in Mindfulness-Based Intervention courses through the Cambridge Health Alliance Center for Mindfulness and Compassion.

Interventions

Heart-Smile Training (HST) is an interoceptive compassion program designed to develop the qualities of compassion, empathy, and kindness for oneself and others with a focus on interoceptive awareness. It is unique from other compassion trainings in its focus on 1) embodiment of warmth and tenderness of compassionate feeling with a compassionate body scan meditation, 2) development of an "authentic presence," characterized by a warm feeling of loosened attachment to ego-based self, and 3) cultivation of joy triggered by genuine smile to oneself. HST-IIP is a 3-day/4-week/1-day interoceptive compassion program that shares the same core elements and practices as HST 3-day intensive program. Unlike HST, the format of the HST-IIP has an extended duration to develop self-regulation through the cultivation of emotional and behavioral regulation.

Heart-Smile Training Intensive Introductory Program (HST-IIP) Group

Eligibility Criteria

Age18 Years - 65 Years
Sexall
Healthy VolunteersNo
Age GroupsAdult (18-64), Older Adult (65+)

You may qualify if:

  • Sufficient English fluency to understand procedures and questionnaires
  • Ability to provide informed consent
  • Mild to moderately severe depression (CAT-DI score 35-75) (Achtyes et al., 2015; Gibbons et al., 2012)

You may not qualify if:

  • Cognitive inability as demonstrated by Montreal Cognitive Assessment (MOCA) \<24 OR the inability to complete consent quiz and baseline assessments (Nasreddine et al., 2005);
  • Current participation in another research study;
  • Unavailable or unable to participate in planned dates for the HST-IIP sessions;
  • Expected hospitalization during the study period, including second and third trimester pregnancy at screening;
  • Expected incarceration during the study period;
  • Previous experience with mindfulness or other mind-body practices, defined as more than 10 minutes of practice per day, more than 5 days a week for the past 6 months; participation in an 8-week mindfulness group program in the last 2 years; or participation in a meditation retreat longer than 1 day in the past 2 years;
  • Inability to successfully complete in-person study sessions with EEG, EKG, respiration rate, and skin conductance response measurement as determined by the principal investigator;
  • Inability to participate safely in the study intervention and without disrupting the group (in the opinion of principal investigator OR meeting any of the following criteria):
  • Active psychosis defined by a PSY-S-CAT score \> 60 (from the CAT-MH assessment) will trigger the requirement of a clinical assessment prior to participation in the program (Achtyes et al., 2015)
  • Bipolar I disorder history or severe level of mania on CAT-MH (score \>70) (Achtyes et al., 2015): In addition, current use of mood stabilizing medication for bipolar disorder.
  • Severe depression, indicated by CAT-DI \> 75 (Achtyes et al., 2015; Gibbons et al., 2012)
  • Acute homicidality with plan and/or intent;
  • Acute suicidality or hospitalization for suicide attempt or self-harm within three months of the enrollment period;
  • Severe Borderline Personality Disorder or other severe personality disorder that may lead to disruptions within the group; and/or
  • Moderate or severe Substance Use Disorder. In addition, reported use of illicit drugs (i.e., cocaine, methamphetamine) OR non-prescribed controlled medications (opioids, stimulants, or benzodiazepines) in the past 3 months.

Contact the study team to confirm eligibility.

Sponsors & Collaborators

Study Sites (1)

Cambridge Health Alliance Center for Mindfulness and Compassion

Somerville, Massachusetts, 02143, United States

Location

Related Publications (6)

  • Achtyes ED, Halstead S, Smart L, Moore T, Frank E, Kupfer DJ, Gibbons R. Validation of Computerized Adaptive Testing in an Outpatient Nonacademic Setting: The VOCATIONS Trial. Psychiatr Serv. 2015 Oct;66(10):1091-6. doi: 10.1176/appi.ps.201400390. Epub 2015 Jun 1.

    PMID: 26030317BACKGROUND
  • Braboszcz C, Cahn BR, Levy J, Fernandez M, Delorme A. Increased Gamma Brainwave Amplitude Compared to Control in Three Different Meditation Traditions. PLoS One. 2017 Jan 24;12(1):e0170647. doi: 10.1371/journal.pone.0170647. eCollection 2017.

    PMID: 28118405BACKGROUND
  • Gibbons RD, Weiss DJ, Pilkonis PA, Frank E, Moore T, Kim JB, Kupfer DJ. Development of a computerized adaptive test for depression. Arch Gen Psychiatry. 2012 Nov;69(11):1104-12. doi: 10.1001/archgenpsychiatry.2012.14.

    PMID: 23117634BACKGROUND
  • MacKinnon S, Gevirtz R, McCraty R, Brown M. Utilizing heartbeat evoked potentials to identify cardiac regulation of vagal afferents during emotion and resonant breathing. Appl Psychophysiol Biofeedback. 2013 Dec;38(4):241-55. doi: 10.1007/s10484-013-9226-5.

    PMID: 23824262BACKGROUND
  • Nasreddine ZS, Phillips NA, Bedirian V, Charbonneau S, Whitehead V, Collin I, Cummings JL, Chertkow H. The Montreal Cognitive Assessment, MoCA: a brief screening tool for mild cognitive impairment. J Am Geriatr Soc. 2005 Apr;53(4):695-9. doi: 10.1111/j.1532-5415.2005.53221.x.

    PMID: 15817019BACKGROUND
  • Kim E, Joss D, Marin F, Anzolin A, Gawande R, Comeau A, Ellis S, Bumpus C, Cahn BR, Kim MWD, Napadow V, Schuman-Olivier Z. Protocol for a Pilot Study on the Neurocardiac Mechanism of an Interoceptive Compassion-Based Heart-Smile Training for Depression. Glob Adv Integr Med Health. 2024 Nov 3;13:27536130241299389. doi: 10.1177/27536130241299389. eCollection 2024 Jan-Dec.

MeSH Terms

Conditions

Depression

Condition Hierarchy (Ancestors)

Behavioral SymptomsBehavior

Study Officials

  • Zev Schuman-Olivier, MD

    Cambridge Health Alliance Center for Mindfulness and Compassion

    PRINCIPAL INVESTIGATOR

Study Design

Study Type
interventional
Phase
not applicable
Allocation
RANDOMIZED
Masking
DOUBLE
Who Masked
INVESTIGATOR, OUTCOMES ASSESSOR
Purpose
TREATMENT
Intervention Model
PARALLEL
Sponsor Type
OTHER
Responsible Party
SPONSOR

Study Record Dates

First Submitted

September 26, 2022

First Posted

October 3, 2022

Study Start

February 9, 2023

Primary Completion

July 1, 2024

Study Completion

September 30, 2024

Last Updated

July 11, 2025

Record last verified: 2025-06

Data Sharing

IPD Sharing
Will not share

Locations