Development and Validation of the SWADOC Tool
The Development and Validation of the SWADOC Tool: A Study Protocol for a Multicentric Prospective Cohort Study
1 other identifier
observational
104
2 countries
8
Brief Summary
Background: After a period of coma, patients with severe brain injury may present disorders of consciousness (DOC). A wide proportion of these patients also suffer from severe dysphagia. Assessment and therapy of swallowing disabilities of DOC patients are essential because dysphagia has major functional consequences and comorbidities. Dysphagia evaluation in patients with DOC is hampered by the lack of adapted tools. The first aim of the study was to develop a new tool, the SWallowing Assessment in Disorders Of Consciousness (SWADOC), and propose a validation protocol. The SWADOC tool has been developed to help therapists to apprehend components related to swallowing in patients with DOC. The second aim is to appreciate the relationship between patients' level of consciousness and SWADOC items and scores. Method/design: In this multicentric prospective cohort, 104 patients with DOC will be tested three times during two consecutive days with the SWADOC tool. Statistical analyses will focus on the reliability and validity of the SWADOC tool, especially the intra and inter-rater reliability, internal consistency, measures of dispersion and concurrent validity with the FOTT Swallowing Assessment of Saliva (FOTT-SAS). The level of consciousness will be assessed with the Simplified Evaluation of CONsciousness Disorders (SECONDs) and the Coma Recovery Scale-Revised (CRS-R) Discussion: The assessment of swallowing abilities among patients with DOC is the first necessary step towards the development of an individualized dysphagia care plan. A validated scoring tool will be essential for clinicians to better apprehend dysphagia in DOC patients and to document the evolution of their disorders.
Trial Health
Trial Health Score
Automated assessment based on enrollment pace, timeline, and geographic reach
participants targeted
Target at P50-P75 for all trials
Started Jul 2020
Longer than P75 for all trials
8 active sites
Health score is calculated from publicly available data and should be used for screening purposes only.
Trial Relationships
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Study Timeline
Key milestones and dates
Study Start
First participant enrolled
July 24, 2020
CompletedFirst Submitted
Initial submission to the registry
January 7, 2021
CompletedFirst Posted
Study publicly available on registry
January 13, 2021
CompletedPrimary Completion
Last participant's last visit for primary outcome
December 31, 2024
CompletedStudy Completion
Last participant's last visit for all outcomes
June 30, 2025
CompletedFebruary 22, 2024
February 1, 2024
4.4 years
January 7, 2021
February 21, 2024
Conditions
Keywords
Outcome Measures
Primary Outcomes (2)
Change in the SWADOC-scored during three sessions (Examiner 1) - Intra-reliability
The SWallowing Assessment in Disorders Of Consciousness (SWADOC) tool is composed of an average of 50 qualitative and quantitative items. The subsection "SWADOC-scored" includes the 8 quantitative items. Four items are linked to the oral phase and four to the pharyngeal phase. For each quantitative item, patient's abilities are rated on a four-level severity scale ranging from 0 to 3. These levels correspond to item scores that can be added together to calculate 3 performance scores: the oral phase sub-score (sum of the 4 oral item scores - minimum of 0, maximum of 12), the pharyngeal phase sub-score (sum of the 4 pharyngeal item scores - minimum of 0, maximum of 12) and the total swallowing score (sum of the 8 item scores - minimum of 0, maximum of 24). The better the score is, the better the swallowing is.
15-25 minutes (3 times in 5 business days)
SECONDs
The Simplified Evaluation of CONsciousness Disorders (SECONDs): it features a shorter administration time (median of 7 minutes) and required only a mirror as material. It consists of 8 items: observation and reporting spontaneous behaviors, response to command, communication, visual pursuit and fixation, pain localization, oriented behaviors and arousal. The SECONDs provides a total score directly reflecting one diagnosis (0 = coma, 1 = UWS, 2-5 = MCS-, 6-7 = MCS+, 8 = EMCS). The better the score is, the better the consciousness level is.
7 minutes (immediately before or after the SWADOC tool in each of the three sessions)
Secondary Outcomes (2)
SWADOC-scored by Examiner 2 (inter-reliability)
15-25 minutes - immediately before or after one of the three sessions
FOTT-SAS (Examiner 1)
Immediately after one of the three sessions
Study Arms (4)
Unresponsive wakefulness syndrome patients (UWS)
The level of consciousness will be assessed with the Simplified Evaluation of CONsciousness Disorder (SECONDs) and the Coma Recovery Scale-Revised (CRS-R).
Minimally conscious patients MINUS (MCS-)
The level of consciousness will be assessed with the Simplified Evaluation of CONsciousness Disorder (SECONDs) and the Coma Recovery Scale-Revised (CRS-R).
Minimally conscious patients PLUS
The level of consciousness will be assessed with the Simplified Evaluation of CONsciousness Disorder (SECONDs) and the Coma Recovery Scale-Revised (CRS-R).
Patients emerging from the minimally conscious state (EMCS)
The level of consciousness will be assessed with the Simplified Evaluation of CONsciousness Disorder (SECONDs) and the Coma Recovery Scale-Revised (CRS-R).
Interventions
The tool explores some oral and pharyngeal components of swallowing as well as a range of prerequisite and related components of swallowing in DOC patients. It is composed of an average of 50 qualitative items and a subsection named "SWADOC-scored" comprising 8 quantitative items.
Facial Oral Tract Therapy Swallowing Assessment of Saliva : the results of the SWADOC-scored in one of the sessions will be compared to the FOTT Swallowing Assessment of Saliva (FOTT-SAS) (27). The test is based on 7 questions under which if items 1-4 are answered "Yes" and items 5-7 are answered "No", oral intake should be initiated. The FOTT-SAS includes items that can be scored based on the administration of the SWADOC tool. In that respect, no additional administration will be required
Eligibility Criteria
This study will be carried out in patients with DOC or emerging from DOC following severe acquired brain injury. Patients will be divided into four groups according to their clinical diagnosis assessed with the Simplified Evaluation of CONsciousness Disorders (SECONDs): UWS, MCS-, MCS+ and EMCS. Participants will be recruited from inpatient neurological rehabilitation programs in post-coma units and rehabilitation services, or hospitalized for an evaluation of multimodal assessment of consciousness for diagnostic and prognostic purposes. We will include 26 patients in each group, which will result in a total of 104 patients.
You may qualify if:
- Age above 18-year-old
- Perfect knowledge of French language before the injury
- Previous event of coma phase caused by a severe acquired brain injury
- Medical stability (absence of mechanical ventilation and sedation, no acute medical pathology such as infection or respiratory distress)
- No neurological or otorhinolaryngological disease which can impact swallowing prior to the brain injury
- Diagnosis of UWS, MCS-, MCS+ or EMCS based on the CRS-R or SECONDs
- Informed consent from legal representative of the patient
- Affiliated patient or beneficiary of a health insurance plan (for French participants only).
Contact the study team to confirm eligibility.
Sponsors & Collaborators
- University of Liegelead
- Centre du Cerveau², Centre hospitalier universitaire de Liègecollaborator
- Centre de Traumatologie et de Réadaptation de Jette (Erasme, ULB)collaborator
- Cliniques de Soins Spécialisés Valdor-Pèrîcollaborator
- Centre Hospitalier Neurologique William Lennox (UCL)collaborator
- Centre Hospitalier Universitaire de Liegecollaborator
- Centre Hospitalier Universitaire de Nīmescollaborator
- Uzès hospitalcollaborator
- Fontfroide functional re-education centre, Montpellier, Francecollaborator
Study Sites (8)
Centre Hospitalier Neurologique William Lennox (UCL)
Ottignies-Louvain-la-Neuve, Brabant Wallon, 1340, Belgium
Centre neurologique et de réadaptation fonctionnelle de Fraiture-en-Condroz
Fraiture, 4557, Belgium
Centre de Traumatologie et de Réadaptation de Jette (Erasme, ULB)
Jette, Belgium
Centre du Cerveau², University Hospital of Liège
Liège, 4000, Belgium
Cliniques de Soins Spécialisés Valdor-Pèrî
Liège, 4000, Belgium
Fontfroide functional re-education centre
Montpellier, France
CHU Nîmes
Nîmes, France
Uzès hospital
Uzès, France
Related Publications (6)
Melotte E, Maudoux A, Delhalle S, Lagier A, Thibaut A, Aubinet C, Kaux JF, Vanhaudenhuyse A, Ledoux D, Laureys S, Gosseries O. Swallowing in individuals with disorders of consciousness: A cohort study. Ann Phys Rehabil Med. 2021 Jul;64(4):101403. doi: 10.1016/j.rehab.2020.04.008. Epub 2020 Jul 18.
PMID: 32535170BACKGROUNDSanz LRD, Aubinet C, Cassol H, Bodart O, Wannez S, Bonin EAC, Barra A, Lejeune N, Martial C, Chatelle C, Ledoux D, Laureys S, Thibaut A, Gosseries O. SECONDs Administration Guidelines: A Fast Tool to Assess Consciousness in Brain-injured Patients. J Vis Exp. 2021 Feb 6;(168). doi: 10.3791/61968.
PMID: 33616111BACKGROUNDMortensen J, Jensen D, Kjaersgaard A. A validation study of the Facial-Oral Tract Therapy Swallowing Assessment of Saliva. Clin Rehabil. 2016 Apr;30(4):410-5. doi: 10.1177/0269215515584381. Epub 2015 Apr 28.
PMID: 25920675BACKGROUNDBicego A, Lejoly K, Maudoux A, Lefebvre P, Laureys S, Schweizer V, Diserens K, Faymonville ME, Vanhaudenhuyse A. [Swallowing in disorders of consciousness]. Rev Neurol (Paris). 2014 Oct;170(10):630-41. doi: 10.1016/j.neurol.2014.04.004. Epub 2014 Jun 18. French.
PMID: 24952924BACKGROUNDWannez S, Gosseries O, Azzolini D, Martial C, Cassol H, Aubinet C, Annen J, Martens G, Bodart O, Heine L, Charland-Verville V, Thibaut A, Chatelle C, Vanhaudenhuyse A, Demertzi A, Schnakers C, Donneau AF, Laureys S. Prevalence of coma-recovery scale-revised signs of consciousness in patients in minimally conscious state. Neuropsychol Rehabil. 2018 Dec;28(8):1350-1359. doi: 10.1080/09602011.2017.1310656. Epub 2017 Apr 11.
PMID: 28399715BACKGROUNDMelotte E, Belorgeot M, Herr R, Simon J, Kaux JF, Laureys S, Sanz LRD, Lagier A, Morsomme D, Pellas F, Gosseries O. The Development and Validation of the SWADOC: A Study Protocol for a Multicenter Prospective Cohort Study. Front Neurol. 2021 Apr 29;12:662634. doi: 10.3389/fneur.2021.662634. eCollection 2021.
PMID: 33995257DERIVED
MeSH Terms
Conditions
Condition Hierarchy (Ancestors)
Study Officials
- STUDY DIRECTOR
Olivia Gosseries, PhD
University of Liege, Giga Consciousness
Central Study Contacts
Study Design
- Study Type
- observational
- Observational Model
- COHORT
- Time Perspective
- PROSPECTIVE
- Sponsor Type
- OTHER
- Responsible Party
- PRINCIPAL INVESTIGATOR
- PI Title
- Neuropsychologist, PhD, Co-director of the Coma Science Group, Research Associate at FRS-FNRS
Study Record Dates
First Submitted
January 7, 2021
First Posted
January 13, 2021
Study Start
July 24, 2020
Primary Completion
December 31, 2024
Study Completion
June 30, 2025
Last Updated
February 22, 2024
Record last verified: 2024-02