NCT02847182

Brief Summary

This is a single site, prospective, randomized, double-blind study of a single intravenous autologous or allogeneic, unrelated cord blood (CB) infusion in children ages 2-7 years with Autism Spectrum Disorder (ASD). Participants will be randomly assigned to Sequence A, consisting of a single infusion of CB cells at baseline followed 6 months later by a single infusion of placebo, or Sequence B, consisting of an infusion of placebo at baseline followed 6 months later by an infusion of CB cells. All participants will ultimately be treated with CB cells at some point during the study. Participants with an available qualified autologous CB unit will receive autologous cells, and those without a suitable autologous CB unit available will receive cells from a ≥4/6 HLA-matched, ABO-matched allogeneic, unrelated donor CB unit from the Carolinas Cord Blood Bank. All infusions will be double-blinded. The primary outcomes will be assessed 6 months after the initial infusion in the sequence. Additional testing for secondary exploratory analyses will be performed at 12 months. Duration of study participation will be 12 months from the time of baseline infusion.

Trial Health

87
On Track

Trial Health Score

Automated assessment based on enrollment pace, timeline, and geographic reach

Enrollment
180

participants targeted

Target at P75+ for phase_2

Timeline
Completed

Started Sep 2016

Geographic Reach
1 country

1 active site

Status
completed

Health score is calculated from publicly available data and should be used for screening purposes only.

Trial Relationships

Click on a node to explore related trials.

Study Timeline

Key milestones and dates

First Submitted

Initial submission to the registry

July 25, 2016

Completed
3 days until next milestone

First Posted

Study publicly available on registry

July 28, 2016

Completed
1 month until next milestone

Study Start

First participant enrolled

September 1, 2016

Completed
2 years until next milestone

Primary Completion

Last participant's last visit for primary outcome

August 19, 2018

Completed
9 months until next milestone

Study Completion

Last participant's last visit for all outcomes

May 1, 2019

Completed
8 months until next milestone

Results Posted

Study results publicly available

December 26, 2019

Completed
Last Updated

June 9, 2020

Status Verified

May 1, 2020

Enrollment Period

2 years

First QC Date

July 25, 2016

Results QC Date

August 20, 2019

Last Update Submit

May 31, 2020

Conditions

Outcome Measures

Primary Outcomes (1)

  • Change in Social Communication as Measured by the Vineland Adaptive Behavior Scales, Third Edition (VABS-3)

    The Vineland Adaptive Behavior Scales, Third Edition (VABS-3) Socialization domain standard score has mean=100 and standard deviation=15 (range: 20-140). Higher scores indicate better developed adaptive social behavior. The change in the Socialization domain standard score was calculated for each participant from Baseline to Month 6. Changes in the Socialization standard score are indicative of skill acquisition relative to chronologically aged peers of the same sex. Thus, a zero (no change) represents change consistent with what is expected. An increase represents acquisition of more skills over time than would be expected. Participants who experience a decrease in Socialization standard score may still have acquired skills although not at the rate expected based on their age and sex.

    Baseline, 6 months

Secondary Outcomes (32)

  • Change in Vineland Socialization Domain Raw Score

    Baseline, 6 months

  • Change in Vineland Socialization Domain Age Equivalent

    Baseline, 6 months

  • Change in Pervasive Developmental Disorder Behavior Inventory (PDD-BI) Composite Standard Score (Parent Questionnaire)

    Baseline, 6 months

  • Change in Clinical Global Impressions - Severity of Illness (CGI-S) Score, Clinician Assessment

    Baseline, 6 months

  • Clinical Global Impressions - Global Improvement (CGI-I) Score, Clinician Assessment

    Baseline, 6 months

  • +27 more secondary outcomes

Study Arms (2)

Cord Blood Infusion (best source)

EXPERIMENTAL

Subjects will be randomized to receive a cord blood infusion at the baseline or 6 month visit. The cord blood will be autologous (if available) or unrelated cord blood.

Biological: Cord Blood InfusionBiological: Placebo

Placebo Infusion

PLACEBO COMPARATOR

Subjects will be randomized to receive a placebo infusion at the baseline or 6 month visit. The placebo is an acellular media product similar in both appearance and odor.

Biological: Cord Blood InfusionBiological: Placebo

Interventions

Cord Blood Infusion (best source)Placebo Infusion
PlaceboBIOLOGICAL
Cord Blood Infusion (best source)Placebo Infusion

Eligibility Criteria

Age2 Years - 7 Years
Sexall
Healthy VolunteersNo
Age GroupsChild (0-17)

You may qualify if:

  • Age ≥ 2 years to ≤ 7 years (7 years, 364 days) at the time of visit 1
  • Confirmed clinical DSM-5 diagnosis of Autism Spectrum Disorder using the DSM-5 Checklist
  • Fragile X testing performed and negative
  • Available and qualified umbilical cord blood unit with a minimum banked total nucleated cell dose of ≥ 2.5 x 107 cells/kg that meets criteria outlined in Section 6.0, either:
  • Autologous umbilical cord blood unit OR
  • ≥4/6 HLA-matched and ABO/Rh-matched allogeneic unrelated umbilical cord blood unit from the Carolinas Cord Blood Bank
  • Stable on current psychiatric medication regimen (dose and dosing schedule) for at least 2 months prior to infusion of study product
  • Normal absolute lymphocyte count (≥1500/uL)
  • Participant and parent/guardian are English speaking
  • Able to travel to Duke University two times (baseline and 6 months post-baseline), and parent/guardian is able to participate in interim surveys and interviews
  • Parental consent

You may not qualify if:

  • General:
  • Review of medical records indicates ASD diagnosis not likely
  • Known diagnosis of any of the following coexisting psychiatric conditions: depression, bipolar disorder, schizophrenia, obsessive compulsive disorder, Tourette syndrome
  • Screening data suggests that participant would not be able to comply with the requirements of the study procedures, including study outcome measures, as assessed by the study team
  • Family is unwilling or unable to commit to participation in all study-related assessments, including follow up for approximately 12 months
  • Sibling is enrolled in this (DukeACT) study
  • Genetic:
  • Records indicate that child has a known genetic syndrome such as (but not limited to) Fragile X syndrome, neurofibromatosis, Rett syndrome, tuberous sclerosis, PTEN mutation, cystic fibrosis, muscular dystrophy b. Known pathogenic copy number variation (CNV) associated with ASD (e.g., 16p11.2, 15q13.2, 2q13.3)
  • Infectious:
  • Known active central nervous system infection
  • Evidence of uncontrolled infection based on records or clinical assessment
  • HIV positivity
  • Medical:
  • Known metabolic disorder
  • Known mitochondrial dysfunction
  • +15 more criteria

Contact the study team to confirm eligibility.

Sponsors & Collaborators

Study Sites (1)

Duke University Medical Center

Durham, North Carolina, 27705, United States

Location

Related Publications (1)

  • Simhal AK, Carpenter KLH, Kurtzberg J, Song A, Tannenbaum A, Zhang L, Sapiro G, Dawson G. Changes in the geometry and robustness of diffusion tensor imaging networks: Secondary analysis from a randomized controlled trial of young autistic children receiving an umbilical cord blood infusion. Front Psychiatry. 2022 Oct 20;13:1026279. doi: 10.3389/fpsyt.2022.1026279. eCollection 2022.

MeSH Terms

Conditions

Autism Spectrum DisorderAutistic Disorder

Condition Hierarchy (Ancestors)

Child Development Disorders, PervasiveNeurodevelopmental DisordersMental Disorders

Results Point of Contact

Title
Jesse D. Troy, PhD, MPH
Organization
Duke University

Study Officials

  • Joanne Kurtzberg, MD

    Duke Medicine

    PRINCIPAL INVESTIGATOR

Publication Agreements

PI is Sponsor Employee
Yes

Study Design

Study Type
interventional
Phase
phase 2
Allocation
RANDOMIZED
Masking
QUADRUPLE
Who Masked
PARTICIPANT, CARE PROVIDER, INVESTIGATOR, OUTCOMES ASSESSOR
Purpose
TREATMENT
Intervention Model
CROSSOVER
Sponsor Type
OTHER
Responsible Party
SPONSOR INVESTIGATOR
PI Title
Chief Scientific Officer, Robertson Clinical and Translational Cell Therapy Program; Director, Pediatric Blood and Marrow Transplant Program and Carolinas Cord Blood Bank

Study Record Dates

First Submitted

July 25, 2016

First Posted

July 28, 2016

Study Start

September 1, 2016

Primary Completion

August 19, 2018

Study Completion

May 1, 2019

Last Updated

June 9, 2020

Results First Posted

December 26, 2019

Record last verified: 2020-05

Locations